On August 28, 1749, Johann Wolfgang von Goethe, German social philosopher and author of Faust, was born in Frankfurt am Main, Holy Roman Empire (d. 1832). From the article:
"Johann Wolfgang von Goethe (1749—1832)
GoetheGoethe defies most labels, and in the case of the label ‘philosopher’ he did so intentionally. “The scholastic philosophy,” in his opinion, “had, by the frequent darkness and apparent uselessness of its subject- matter, by its unseasonable application of a method in itself respectable, and by its too great extension over so many subjects, made itself foreign to the mass, unpalatable, and at last superfluous” (Goethe 1902, 1: 294). But it is nothing exceptional for a philosopher to disdain the character of what is passed along under the name philosophy by professional academics. If Diogenes, Montaigne, Nietzsche, Wittgenstein, Sartre, or Rorty, can be considered philosophers, then it may even be a rule that to reject the appellation is a condition of having earned it. That said, Goethe is certainly not a philosopher in the sense made popular in his day: a builder of self-grounding systems of thought. Neither is he a philosopher by today’s most common definitions: either a professional analyzer of arguments or a critic of contemporary cultural practices. The paradigm under which Goethe might be classified a philosopher is much older, recalling the ancient and then renaissance conception of the polymath, the man of great learning and wisdom, whose active life serves as the outward expression of his thinking.
In terms of influence, Goethe’s upon Germany is second only to Martin Luther’s. The periods of his dramatic and poetic writing –Sturm und Drang, romanticism, and classicism— simply are the history of the high-culture in Germany from the late eighteenth to the early nineteenth century. Philosophically, his influence is indelible, though not as wide-reaching. His formulation of an organic ontology left its mark on thinkers from Hegel to Wittgenstein; his theory of colors challenged the reigning paradigm of Newton’s optics; and his theory of morphology, that of Linnaeus’ biology.
Table of Contents
Life and Works
Philosophical Background
Scientific Background and Influence
Morphology, Compensation, and Polarity
Theory of Colors
Philosophical Influence
References and Further Reading
Primary Sources
German Editions of Goethe’s Works
Letters and Conversations
English Translations of Goethe’s Works
Selected Secondary Scholarship
Historical and Philosophical Context
Science and Methodology
Aesthetics, Politics, and Theology
1. Life and Works
Historical studies should generally avoid the error of thinking that the circumstances of a philosopher’s life necessitate their theoretical conclusions. With Goethe, however, his poetry, scientific investigations, and philosophical worldview are manifestly informed by his life, and are indeed intimately connected with his lived experiences. In the words of Georg Simmel, “…Goethe’s individual works gradually appear to take on less significance than his life as a whole. His life does not acquire the sense of a biography that strings together external phenomena, but is rather like the portrait of a singular vastness, depth and dynamism of existence, the pure expression of an internal vigor in its relation to the world, the spiritualization of an extraordinary sphere of reality,” (Simmel 2007, 85f).
Johann Wolfgang von Goethe was born August 28, 1749 in Frankfurt, Germany. His father was the Imperial Councillor Johann Kaspar Goethe (1710-1782) and his mother Katharina Elisabeth (Textor) Goethe (1731-1808). Goethe had four siblings, only one of whom, Cornelia, survived early childhood.
Goethe's early education was inconsistently directed by his father and sporadic tutors. He did, however, learn Greek, Latin, French, and Italian relatively well by the age of eight. In part to satisfy his father’s hope for material success, Goethe enrolled in law at Leipzig in 1765. There he gained a reputation within theatrical circles while attending the courses of C.F. Gellert. And there he gained notoriety for his extracurricular activities at what would become Faust’s haunt, Auerbach’s Keller. In 1766 he fell in love with Anne Catharina Schoenkopf (1746-1810) and wrote his joyfully exuberant collection of nineteen anonymous poems, dedicated to her simply with the title Annette.
After a case of tuberculosis and two years convalescence, Goethe moved to Strassburg in 1770 to finish his legal degree. There he met Johann Gottfried Herder (1744-1803), unofficial leader of the Sturm und Drang movement. Herder encouraged Goethe to read Homer, Ossian, and Shakespeare, whom the poet credits above all with his first literary awakening. Inspired by a new flame, this time Friederike Brion, he published the Neue Lieder (1770) and his Sesenheimer Lieder (1770-1771). Though set firmly on the path to poetry, he was promoted Licentitatus Juris in 1771 and returned to Frankfurt where with mixed success he opened a small law practice. Seeking greener pastures, he soon after moved to the more liberal city of Darmstadt. Along the road, so the story goes, Goethe obtained a copy of the biography of a noble highwayman from the German Peasants' War. Within the astounding span of six weeks, he had reworked it into the popular anti-establishment protest, Götz von Berlichingen (1773).
His next composition, Die Leiden des jungen Werther (1774), brought Goethe nearly instant worldwide acclaim. The plot of the book is mostly a synthesis of his friendships with Charlotte Buff (1753-1828) and her fiancé Johann Christian Kestner (1741-1800), and the suicide of Goethe’s friend Karl Wilhelm Jerusalem (1747-1772). It remains the archetype of the Sturm und Drang’s elevation of emotion over reason, disdain for social proprieties, and exhortation for action in place of reflection. Besides Werther, Goethe composed Die Hymnen (among them Ganymed, Prometheus and Mahomets Gesang), and several shorter dramas, among them Götter, Helden und Wieland (1774), and Clavigo (1774).
On the strength of his reputation, Goethe was invited in 1775 to the court of then eighteen-year-old Duke Carl August (1757-1828), who would later become Grand Duke of Saxe-Weimar-Eisenach. Although Weimar was then a village of only six thousand residents, it was in the process of a cultural revolution thanks to the foresight and aesthetic vision of Duchess Anna Amalia (1739-1807), mother of the Duke and matron of the “Court of the Muses.” Goethe became enveloped in court life, where he could turn his limitless curiosity to an astonishing range of civic activities. As court-advisor and special counsel to the Duke, he took directorship of the mining concern, the finance ministry, the war and roads commission, the local theater, not to mention construction of the beautiful Park-am-Ilm. He was eventually granted nobility by Emperor Joseph II, and became Geheimrat of Weimar in 1782.
From 1786 to 1788 Goethe took his Italienische Resie, in part out of his growing enthusiasm for the Winckelmannian rebirth of classicism. There he met the artists Kaufmann and Tischbein, and also Christiane Vulpius (1765–1816), with whom he held a rather scandalous love affair until their eventual marriage in 1806.
Although Goethe had first met Friedrich Schiller (1759-1805) in 1779, when the latter was a medical student in Karlsruhe, there was hardly an immediate friendship between them. When Schiller came to Weimar in 1787, Goethe dismissively considered Schiller an impetuous though undeniably talented upstart. As Goethe wrote to his friend Körner in 1788, “His entire being is just set up differently than mine; our intellectual capacities appear essentially at odds.” After some years of maturation on Schiller’s part and of mellowing on Goethe’s, the two found their creative spirits in harmony. In 1794, the pair became intimate friends and collaborators, and began nothing less than the most extraordinary period of literary production in German history. Working alongside Schiller, Goethe finally completed his Bildungsroman, the great Wilhelm Meisters Lehrjahre (1795-6), as well as his epic Hermann und Dorothea (1796-7) and several balladic pieces. Schiller, for his part, completed the Wallenstein trilogy (1799), Maria Stuart (1800), Die Jungfrau von Orleans (1801), Die Braut von Messina (1803) and Wilhelm Tell (1804). To Goethe’s great sorrow and regret, Schiller died at the height of his powers on April 29, 1805. Of their collaboration’s historical importance, Alfred Bates commemorates, “Schiller and Goethe have ever been inseparable in the minds of their countrymen, and have reigned as twin stars in the literary firmament. If Schiller does not hold the first place he is more beloved, though Goethe is more admired,” (Bates 1906, 11: 75).
Johann Wolfgang von Goethe died on March 22, 1832 in Weimar, having finally finished Faust the previous year. His famous last words were a request that his servant let in “more light.” The prince of poets, Goethe was laid to rest in the Fürstengruft of the Historischer Friedhof in Weimar, side by side with his friend Schiller.
2. Philosophical Background
The Kultfigur of Goethe as the unspoiled and uninfluenced genius is doubtless over-romanticized. Goethe himself gave rise to this myth, both in his conversations with others and in his own quasi-biographical work, Dichtung und Wahrheit (1811-1833). About his study of the history of philosophy, he writes, “one doctrine or opinion seemed to me as good as another, so far, at least, as I was capable of penetrating into it,” (Goethe 1902, 182). Albert Schweitzer, usually even-handed in his attributions, writes, “Goethe borrows nothing from any of the philosophies with which he is in contact. Thanks, however, to his conscientious study of the thought of others, he attains an ever clearer grasp of his own ideas,” (Schweitzer 1949, 70).
Goethe’s way of reading was neither that of the scholar seeking out arguments to analyze nor that of the historian curious about the ideas of the great minds. No disciple of any particular philosopher or system, he instead borrows in a syncretic way from a number of different and even opposing thought systems in the construction of his Weltanschauung. And whenever particular subjects could not be put to practical use, Goethe’s attention quickly moved on. In a rather telling recollection, Goethe characterizes his philosophy lectures thusly, “At first I attended my lectures assiduously and faithfully, but the philosophy would not enlighten me at all. In logic it seemed strange to me that I had so to tear asunder, isolate, and, as it were, destroy, those operations of the mind which I had performed with the greatest ease from my youth upwards, and this in order to see into the right use of them. Of the thing itself, of the world, and of God, I thought I knew about as much as the professor himself; and, in more places than one, the affair seemed to me to come into a tremendous strait. Yet all went on in tolerable order till towards Shrovetide, when, in the neighborhood of Professor Winkler's house on the Thomas Place, the most delicious fritters came hot out of the pan just at the hour of lecture,” (Goethe 1902, 205). Philosophy apparently held just slightly less interest than good pastry. Notwithstanding this estimation, indelible philosophical influences are nevertheless discernible.
For many intellectuals in Goethe’s generation, Rousseau (1712-78) represented the struggle against the Cartesian mechanistic world view. Rousseau’s elevation of the emotional and instinctual aspects of human subjectivity galvanized the traditional German Wanderlust into a far reaching cry to ‘return to nature’ in terms of a longing for pre-civilized society and pre-Enlightenment efforts to harmonize with rather than conquer nature. Goethe felt this unity with nature keenly in his Sturm und Drang period, something equally evident in Werther’s desire for aesthetic wholeness and in his emotional outbursts. From 1784 to 1804, there is a notable decline in enthusiasm for Rousseau’s privileging emotion over reason, though never an explicit rejection. Some scholars attribute this to Goethe’s participation in the sorts of civic bureaucracies that Rousseau so lamented in modern life. But it is clear that there are philosophical reasons besides these practical ones. Goethe’s classical turn in these years is marked by his view that the fullest life was one that balanced passion and duty, creativity and regulation. Only through the interplay of these oppositions, which Rousseau never came to recognize, could one attain classical perfection.
Although educated in a basically Leibnizian-Wolffian worldview, it was Spinoza (1632-77) from whom Goethe adopted the view that God is both immanent with the world and identical with it. While there is little to suggest direct influence on other aspects of his thought, there are certain curious similarities. Both think that ethics should consist in advice for influencing our characters and eventually to making us more perfect individuals. And both hold that happiness means an inner, almost stoically tranquil superiority over the ephemeral troubles of the world.
Kant (1724-1804) was doubtless the most famous living philosopher of Goethe’s youth. Yet Goethe only came to read him seriously in the late 1780s, and even then only with the help of Karl Reinhold (1757-1823). While he shared with Kant the rejection of externally imposed norms of ethical behavior, his reception was highly ambivalent. In a commemoration for Wieland (1773-1813) he asserts that the Kritik der reinen Vernunft (1781/7) is “a dungeon which restrains our free and joyous excursions into the field of experience.” Like Aristotle before him, Goethe felt the only proper starting point for philosophy was the direct experience of natural objects. Kant’s foray into the transcendental conditions of the possibility of such an experience seemed to him an unnecessary circumvention of precisely that which we are by nature equipped to undertake. The critique of reason was like a literary critique: both could only pale in value to the original creative activity. Concerning Kant’s Kritik der praktischen Vernunft (1788), Goethe was convinced that dicta of pure practical reason, no matter how convincing theoretically, had little power to transform character. Perhaps with Kant’s ethics in mind, he wrote, “Thinking is easy, acting is difficult, and to put one's thoughts into action is the most difficult thing in the world.” And “Knowing is not enough; we must apply. Willing is not enough; we must do.” On the other hand, a letter to Eckermann of April 11, 1827, indicates that he considers Kant to be the most eminent of modern philosophers. And he certainly appreciated Kant's Kritik der Urteilskraft (1790) for having shown that nature and art each have their ends within themselves purposively rather than as final causes imposed from without.
Influenced in part by Herder’s conception of Einfühlen, Goethe formulated his own morphological method (see below). More the Kantian than Goethe, Herder’s belief in Über den Ursprung der Sprache (1772) that language could be explained naturalistically as a creative impulse within human development rather than a divine gift influenced Goethe’s theoretical work on poetry. And the trace of Herder’s claims about the equal worth of historical epochs and cultures can still be seen in the eclectic art collection in Goethe’s house on Weimar’s Frauenplan.
3. Scientific Background and Influence
Goethe considered his scientific contributions as important as his literary achievements. While few scholars since have shared that contention, there is no doubting the sheer range of Goethe’s scientific curiosity. In his youth, Goethe’s poetry and dramatic works featured the romantic belief in the ‘creative energy of nature’ and evidenced a certain fascination with alchemy. But court life in Weimar brought Goethe for the first time in contact with experts outside his literary comfort zone. His directorship of the silver-mine at nearby Ilmenau introduced him to a group of mineralogists from the Freiburg Mining Academy, led by Johann Carl Voigt (1752-1821). His 1784 discovery of the intermaxillary bone was a result of his study with Jena anatomist Justus Christian Loder (1753-1832). Increasingly fascinated by botany, he studied the pharmacological uses of plants under August Karl Batsch (1761-1802) at the University of Jena, and began an extensive collection of his own. He grew dissatisfied with the system of Linnaeus as an artificial taxonomy of plants, considering it “a shade of a great harmony, which one must study as a whole, otherwise each individual is a dead letter,” (Letter to Knebel, 17 November, 1784).
There is a passionate ambivalence about Goethe’s scientific reputation. He has alternately been received as a universal man of learning whose methods and intuitions have contributed positively to many aspects of scientific discourse, or else denounced as a dilettante incapable of understanding the figures— Linnaeus and Isaac Newton—against whom his work is a feeble attempt to revolt. Goethe’s scientific treatises were neglected by many in the nineteenth century as the amateurish efforts of an otherwise great poet, one who should have stayed within the arena that best suited him. Positivists of the early twentieth century virtually ignored him. Erich Heller claims Goethe “made no contribution to scientific progress or technique,” (Heller 1952, 7). On the other hand, some of the great scientific minds have expressed enthusiastic respect and even approval of Goethe’s contributions, among them Helmholtz, Einstein, and Planck (Cf. Stephenson 1995)."