Will Durant---The Philosophy of Kant
Will Durant---The Philosophy of Kant
I studied Immanuel Kant and especially his Critique of Pure Reason as a cadet at USMA in philosophy.
It is noteworthy that he did not publish his first major work, the 'Critique of Pure Reason,' until 1781, at the age of 57.
Although he never married, he had a deep pen and paper exchange with lady Maria von Herbert. "Herbert’s first letter (August 1791)
In the autumn of 1791, Maria von Herbert wrote her first letter to Kant. She writes that after confessing some truth about herself to the person she loves, the man becomes distanced and stops loving her as he used to. Losing this man’s love, which Herbert claims to be the most valuable thing in her life, she also loses any motivation to continue living. Yet, having read Kant’s works on ethics, she knows that Kant’s ethics deems suicide out of pain immoral. As she puts it: “If I hadn’t read so much of your work I would certainly have put an end to my life. But the conclusion I had to draw from your theory stops me – it is wrong for me to die because my life is tormented, instead I’m supposed to live because of my being”
Will Durant---The Philosophy of Kant
https://www.youtube.com/watch?v=Yntk1Zi6iC4
Images:
1. Immanuel Kant, detail from a 1791 watercolour by Gottlieb Doeppler
2. Immanuel Kant 'Always recognize that human individuals are ends, and do not use them as means to your end.'
3. Kant’s Table of Categories, which are taken mostly from Aristotle with a few revisions
4. Maria von Herbert [1770-1803]
'Lady Mary Herbert (1659–1744 1745), Viscountess Montagu, Previously the Honourable Lady Richard Molyneux, and Later Lady Maxwell, as Diana' oil on canvas painted by Jean Francois De Troy 1688.
Background from {[https://iep.utm.edu/kantmeta/]}
Immanuel Kant (1724-1804) is one of the most influential philosophers in the history of Western philosophy. His contributions to metaphysics, epistemology, ethics, and aesthetics have had a profound impact on almost every philosophical movement that followed him. This article focuses on his metaphysics and epistemology in one of his most important works, The Critique of Pure Reason. A large part of Kant’s work addresses the question “What can we know?” The answer, if it can be stated simply, is that our knowledge is constrained to mathematics and the science of the natural, empirical world. It is impossible, Kant argues, to extend knowledge to the supersensible realm of speculative metaphysics. The reason that knowledge has these constraints, Kant argues, is that the mind plays an active role in constituting the features of experience and limiting the mind’s access only to the empirical realm of space and time.
Kant responded to his predecessors by arguing against the Empiricists that the mind is not a blank slate that is written upon by the empirical world, and by rejecting the Rationalists’ notion that pure, a priori knowledge of a mind-independent world was possible. Reason itself is structured with forms of experience and categories that give a phenomenal and logical structure to any possible object of empirical experience. These categories cannot be circumvented to get at a mind-independent world, but they are necessary for experience of spatio-temporal objects with their causal behavior and logical properties. These two theses constitute Kant’s famous transcendental idealism and empirical realism.
Kant’s contributions to ethics have been just as substantial, if not more so, than his work in metaphysics and epistemology. He is the most important proponent in philosophical history of deontological, or duty based, ethics. In Kant’s view, the sole feature that gives an action moral worth is not the outcome that is achieved by the action, but the motive that is behind the action. And the only motive that can endow an act with moral value, he argues, is one that arises from universal principles discovered by reason. The categorical imperative is Kant’s famous statement of this duty: “Act only according to that maxim by which you can at the same time will that it should become a universal law.”
Table of Contents
1. Historical Background to Kant
1. Empiricism
2. Rationalism
2. Kant’s Answers to his Predecessors
3. Kant’s Copernican Revolution: Mind Making Nature
4. Kant’s Transcendental Idealism
5. Kant’s Analytic of Principles
6. Kant’s Dialectic
7. The Ideas of Reason
8. Kant’s Ethics
1. Reason and Freedom
2. The Duality of the Human Situation
3. The Good Will
4. Duty
9. Kant’s Criticisms of Utilitarianism
1. Historical Background to Kant
In order to understand Kant’s position, we must understand the philosophical background that he was reacting to. First, this article presents a brief overview of his predecessor’s positions with a brief statement of Kant’s objections, then I will return to a more detailed exposition of Kant’s arguments. There are two major historical movements in the early modern period of philosophy that had a significant impact on Kant: Empiricism and Rationalism. Kant argues that both the method and the content of these philosophers’ arguments contain serious flaws. A central epistemological problem for philosophers in both movements was determining how we can escape from within the confines of the human mind and the immediately knowable content of our own thoughts to acquire knowledge of the world outside of us. The Empiricists sought to accomplish this through the senses and a posteriori reasoning. The Rationalists attempted to use a priori reasoning to build the necessary bridge. A posteriori reasoning depends upon experience or contingent events in the world to provide us with information. That “Bill Clinton was president of the United States in 1999,” for example, is something that I can know only through experience; I cannot determine this to be true through an analysis of the concepts of “president” or “Bill Clinton.” A priori reasoning, in contrast, does not depend upon experience to inform it. The concept “bachelor” logically entails the ideas of an unmarried, adult, human male without my needing to conduct a survey of bachelors and men who are unmarried. Kant believed that this twofold distinction in kinds of knowledge was inadequate to the task of understanding metaphysics for reasons we will discuss in a moment.
a. Empiricism
Empiricists, such as Locke, Berkeley, and Hume, argued that human knowledge originates in our sensations. Locke, for instance, was a representative realist about the external world and placed great confidence in the ability of the senses to inform us of the properties that empirical objects really have in themselves. Locke had also argued that the mind is a blank slate, or a tabula rasa, that becomes populated with ideas by its interactions with the world. Experience teaches us everything, including concepts of relationship, identity, causation, and so on. Kant argues that the blank slate model of the mind is insufficient to explain the beliefs about objects that we have; some components of our beliefs must be brought by the mind to experience.
Berkeley’s strict phenomenalism, in contrast to Locke, raised questions about the inference from the character of our sensations to conclusions about the real properties of mind-independent objects. Since the human mind is strictly limited to the senses for its input, Berkeley argued, it has no independent means by which to verify the accuracy of the match between sensations and the properties that objects possess in themselves. In fact, Berkeley rejected the very idea of mind-independent objects on the grounds that a mind is, by its nature, incapable of possessing an idea of such a thing. Hence, in Kant’s terms, Berkeley was a material idealist. To the material idealist, knowledge of material objects is ideal or unachievable, not real. For Berkeley, mind-independent material objects are impossible and unknowable. In our sense experience we only have access to our mental representations, not to objects themselves. Berkeley argues that our judgments about objects are really judgments about these mental representations alone, not the substance that gives rise to them. In the Refutation of Material Idealism, Kant argues that material idealism is actually incompatible with a position that Berkeley held, namely that we are capable of making judgments about our experience.
David Hume pursued Berkeley’s empirical line of inquiry even further, calling into question even more of our common sense beliefs about the source and support of our sense perceptions. Hume maintains that we cannot provide a priori or a posteriori justifications for a number of our beliefs like, “Objects and subjects persist identically over time,” or “Every event must have a cause.” In Hume’s hands, it becomes clear that empiricism cannot give us an epistemological justification for the claims about objects, subjects, and causes that we took to be most obvious and certain about the world.
Kant expresses deep dissatisfaction with the idealistic and seemingly skeptical results of the empirical lines of inquiry. In each case, Kant gives a number of arguments to show that Locke’s, Berkeley’s, and Hume’s empiricist positions are untenable because they necessarily presuppose the very claims they set out to disprove. In fact, any coherent account of how we perform even the most rudimentary mental acts of self-awareness and making judgments about objects must presuppose these claims, Kant argues. Hence, while Kant is sympathetic with many parts of empiricism, ultimately it cannot be a satisfactory account of our experience of the world.
b. Rationalism
The Rationalists, principally Descartes, Spinoza, and Leibniz, approached the problems of human knowledge from another angle. They hoped to escape the epistemological confines of the mind by constructing knowledge of the external world, the self, the soul, God, ethics, and science out of the simplest, indubitable ideas possessed innately by the mind. Leibniz in particular, thought that the world was knowable a priori, through an analysis of ideas and derivations done through logic. Supersensible knowledge, the Rationalists argued, can be achieved by means of reason. Descartes believed that certain truths, that “if I am thinking, I exist,” for example, are invulnerable to the most pernicious skepticism. Armed with the knowledge of his own existence, Descartes hoped to build a foundation for all knowledge.
Kant’s Refutation of Material Idealism works against Descartes’ project as well as Berkeley’s. Descartes believed that he could infer the existence of objects in space outside of him based on his awareness of his own existence coupled with an argument that God exists and is not deceiving him about the evidence of his senses. Kant argues in the Refutation chapter that knowledge of external objects cannot be inferential. Rather, the capacity to be aware of one’s own existence in Descartes’ famous cogito argument already presupposes that existence of objects in space and time outside of me.
Kant had also come to doubt the claims of the Rationalists because of what he called Antinomies, or contradictory, but validly proven pairs of claims that reason is compelled toward. From the basic principles that the Rationalists held, it is possible, Kant argues, to prove conflicting claims like, “The world has a beginning in time and is limited as regards space,” and “The world has no beginning, and no limits in space.” (A 426/B 454) Kant claims that antinomies like this one reveal fundamental methodological and metaphysical mistakes in the rationalist project. The contradictory claims could both be proven because they both shared the mistaken metaphysical assumption that we can have knowledge of things as they are in themselves, independent of the conditions of our experience of them.
The Antinomies can be resolved, Kant argues, if we understand the proper function and domain of the various faculties that contribute to produce knowledge. We must recognize that we cannot know things as they are in themselves and that our knowledge is subject to the conditions of our experience. The Rationalist project was doomed to failure because it did not take note of the contribution that our faculty of reason makes to our experience of objects. Their a priori analysis of our ideas could inform us about the content of our ideas, but it could not give a coherent demonstration of metaphysical truths about the external world, the self, the soul, God, and so on.
2. Kant’s Answers to his Predecessors
Kant’s answer to the problems generated by the two traditions mentioned above changed the face of philosophy. First, Kant argued that that old division between a priori truths and a posteriori truths employed by both camps was insufficient to describe the sort of metaphysical claims that were under dispute. An analysis of knowledge also requires a distinction between synthetic and analytic truths. In an analytic claim, the predicate is contained within the subject. In the claim, “Every body occupies space,” the property of occupying space is revealed in an analysis of what it means to be a body. The subject of a synthetic claim, however, does not contain the predicate. In, “This tree is 120 feet tall,” the concepts are synthesized or brought together to form a new claim that is not contained in any of the individual concepts. The Empiricists had not been able to prove synthetic a priori claims like “Every event must have a cause,” because they had conflated “synthetic” and “a posteriori” as well as “analytic” and “a priori.” Then they had assumed that the two resulting categories were exhaustive. A synthetic a priori claim, Kant argues, is one that must be true without appealing to experience, yet the predicate is not logically contained within the subject, so it is no surprise that the Empiricists failed to produce the sought after justification. The Rationalists had similarly conflated the four terms and mistakenly proceeded as if claims like, “The self is a simple substance,” could be proven analytically and a priori.
Synthetic a priori claims, Kant argues, demand an entirely different kind of proof than those required for analytic a priori claims or synthetic a posteriori claims. Indications for how to proceed, Kant says, can be found in the examples of synthetic a priori claims in natural science and mathematics, specifically geometry. Claims like Newton’s, “the quantity of matter is always preserved,” and the geometer’s claim, “the angles of a triangle always add up to 180 degrees” are known a priori, but they cannot be known merely from an analysis of the concepts of matter or triangle. We must “go outside and beyond the concept. . . joining to it a priori in thought something which I have not thought in it.” (B 18) A synthetic a priori claim constructs upon and adds to what is contained analytically in a concept without appealing to experience. So if we are to solve the problems generated by Empiricism and Rationalism, the central question of metaphysics in the Critique of Pure Reason reduces to “How are synthetic a priori judgments possible?” (19) (All references to The Critique of Pure Reason will be to the A (1781) and B(1787) edition pages in Werner Pluhar’s translation. Indianapolis: Hackett, 1996.) If we can answer that question, then we can determine the possibility, legitimacy, and range of all metaphysical claims.
3. Kant’s Copernican Revolution: Mind Making Nature
Kant’s answer to the question is complicated, but his conclusion is that a number of synthetic a priori claims, like those from geometry and the natural sciences, are true because of the structure of the mind that knows them. “Every event must have a cause” cannot be proven by experience, but experience is impossible without it because it describes the way the mind must necessarily order its representations. We can understand Kant’s argument again by considering his predecessors. According to the Rationalist and Empiricist traditions, the mind is passive either because it finds itself possessing innate, well-formed ideas ready for analysis, or because it receives ideas of objects into a kind of empty theater, or blank slate. Kant’s crucial insight here is to argue that experience of a world as we have it is only possible if the mind provides a systematic structuring of its representations. This structuring is below the level of, or logically prior to, the mental representations that the Empiricists and Rationalists analyzed. Their epistemological and metaphysical theories could not adequately explain the sort of judgments or experience we have because they only considered the results of the mind’s interaction with the world, not the nature of the mind’s contribution. Kant’s methodological innovation was to employ what he calls a transcendental argument to prove synthetic a priori claims. Typically, a transcendental argument attempts to prove a conclusion about the necessary structure of knowledge on the basis of an incontrovertible mental act. Kant argues in the Refutation of Material Idealism that the fact that “There are objects that exist in space and time outside of me,” (B 274) which cannot be proven by a priori or a posteriori methods, is a necessary condition of the possibility of being aware of one’s own existence. It would not be possible to be aware of myself as existing, he says, without presupposing the existing of something permanent outside of me to distinguish myself from. I am aware of myself as existing. Therefore, there is something permanent outside of me.
This argument is one of many transcendental arguments that Kant gives that focuses on the contribution that the mind itself makes to its experience. These arguments lead Kant to reject the Empiricists’ assertion that experience is the source of all our ideas. It must be the mind’s structuring, Kant argues, that makes experience possible. If there are features of experience that the mind brings to objects rather than given to the mind by objects, that would explain why they are indispensable to experience but unsubstantiated in it. And that would explain why we can give a transcendental argument for the necessity of these features. Kant thought that Berkeley and Hume identified at least part of the mind’s a priori contribution to experience with the list of claims that they said were unsubstantiated on empirical grounds: “Every event must have a cause,” “There are mind-independent objects that persist over time,” and “Identical subjects persist over time.” The empiricist project must be incomplete since these claims are necessarily presupposed in our judgments, a point Berkeley and Hume failed to see. So, Kant argues that a philosophical investigation into the nature of the external world must be as much an inquiry into the features and activity of the mind that knows it.
The idea that the mind plays an active role in structuring reality is so familiar to us now that it is difficult for us to see what a pivotal insight this was for Kant. He was well aware of the idea’s power to overturn the philosophical worldviews of his contemporaries and predecessors, however. He even somewhat immodestly likens his situation to that of Copernicus in revolutionizing our worldview. In the Lockean view, mental content is given to the mind by the objects in the world. Their properties migrate into the mind, revealing the true nature of objects. Kant says, “Thus far it has been assumed that all our cognition must conform to objects” (B xvi). But that approach cannot explain why some claims like, “every event must have a cause,” are a priori true. Similarly, Copernicus recognized that the movement of the stars cannot be explained by making them revolve around the observer; it is the observer that must be revolving. Analogously, Kant argued that we must reformulate the way we think about our relationship to objects. It is the mind itself which gives objects at least some of their characteristics because they must conform to its structure and conceptual capacities. Thus, the mind’s active role in helping to create a world that is experiencable must put it at the center of our philosophical investigations. The appropriate starting place for any philosophical inquiry into knowledge, Kant decides, is with the mind that can have that knowledge.
Kant’s critical turn toward the mind of the knower is ambitious and challenging. Kant has rejected the dogmatic metaphysics of the Rationalists that promises supersensible knowledge. And he has argued that Empiricism faces serious limitations. His transcendental method will allow him to analyze the metaphysical requirements of the empirical method without venturing into speculative and ungrounded metaphysics. In this context, determining the “transcendental” components of knowledge means determining, “all knowledge which is occupied not so much with objects as with the mode of our knowledge of objects in so far as this mode of knowledge is to be possible a priori.” (A 12/B 25)
The project of the Critique of Pure Reason is also challenging because in the analysis of the mind’s transcendental contributions to experience we must employ the mind, the only tool we have, to investigate the mind. We must use the faculties of knowledge to determine the limits of knowledge, so Kant’s Critique of Pure Reason is both a critique that takes pure reason as its subject matter, and a critique that is conducted by pure reason.
Kant’s argument that the mind makes an a priori contribution to experiences should not be mistaken for an argument like the Rationalists’ that the mind possesses innate ideas like, “God is a perfect being.” Kant rejects the claim that there are complete propositions like this one etched on the fabric of the mind. He argues that the mind provides a formal structuring that allows for the conjoining of concepts into judgments, but that structuring itself has no content. The mind is devoid of content until interaction with the world actuates these formal constraints. The mind possesses a priori templates for judgments, not a priori judgments.
4. Kant’s Transcendental Idealism
With Kant’s claim that the mind of the knower makes an active contribution to experience of objects before us, we are in a better position to understand transcendental idealism. Kant’s arguments are designed to show the limitations of our knowledge. The Rationalists believed that we could possess metaphysical knowledge about God, souls, substance, and so forth; they believed such knowledge was transcendentally real. Kant argues, however, that we cannot have knowledge of the realm beyond the empirical. That is, transcendental knowledge is ideal, not real, for minds like ours. Kant identifies two a priori sources of these constraints. The mind has a receptive capacity, or the sensibility, and the mind possesses a conceptual capacity, or the understanding.
In the Transcendental Aesthetic section of the Critique, Kant argues that sensibility is the understanding’s means of accessing objects. The reason synthetic a priori judgments are possible in geometry, Kant argues, is that space is an a priori form of sensibility. That is, we can know the claims of geometry with a priori certainty (which we do) only if experiencing objects in space is the necessary mode of our experience. Kant also argues that we cannot experience objects without being able to represent them spatially. It is impossible to grasp an object as an object unless we delineate the region of space it occupies. Without a spatial representation, our sensations are undifferentiated and we cannot ascribe properties to particular objects. Time, Kant argues, is also necessary as a form or condition of our intuitions of objects. The idea of time itself cannot be gathered from experience because succession and simultaneity of objects, the phenomena that would indicate the passage of time, would be impossible to represent if we did not already possess the capacity to represent objects in time.
Another way to understand Kant’s point here is that it is impossible for us to have any experience of objects that are not in time and space. Furthermore, space and time themselves cannot be perceived directly, so they must be the form by which experience of objects is had. A consciousness that apprehends objects directly, as they are in themselves and not by means of space and time, is possible—God, Kant says, has a purely intuitive consciousness—but our apprehension of objects is always mediated by the conditions of sensibility. Any discursive or concept using consciousness (A 230/B 283) like ours must apprehend objects as occupying a region of space and persisting for some duration of time.
Subjecting sensations to the a priori conditions of space and time is not sufficient to make judging objects possible. Kant argues that the understanding must provide the concepts, which are rules for identifying what is common or universal in different representations.(A 106) He says, “without sensibility no object would be given to us; and without understanding no object would be thought. Thoughts without content are empty; intuitions without concepts are blind.” (B 75) Locke’s mistake was believing that our sensible apprehensions of objects are thinkable and reveal the properties of the objects themselves. In the Analytic of Concepts section of the Critique, Kant argues that in order to think about the input from sensibility, sensations must conform to the conceptual structure that the mind has available to it. By applying concepts, the understanding takes the particulars that are given in sensation and identifies what is common and general about them. A concept of “shelter” for instance, allows me to identify what is common in particular representations of a house, a tent, and a cave.
The empiricist might object at this point by insisting that such concepts do arise from experience, raising questions about Kant’s claim that the mind brings an a priori conceptual structure to the world. Indeed, concepts like “shelter” do arise partly from experience. But Kant raises a more fundamental issue. An empirical derivation is not sufficient to explain all of our concepts. As we have seen, Hume argued, and Kant accepts, that we cannot empirically derive our concepts of causation, substance, self, identity, and so forth. What Hume had failed to see, Kant argues, is that even the possibility of making judgments about objects, to which Hume would assent, presupposes the possession of these fundamental concepts. Hume had argued for a sort of associationism to explain how we arrive at causal beliefs. My idea of a moving cue ball, becomes associated with my idea of the eight ball that is struck and falls into the pocket. Under the right circumstances, repeated impressions of the second following the first produces a belief in me that the first causes the second.
The problem that Kant points out is that a Humean association of ideas already presupposes that we can conceive of identical, persistent objects that have regular, predictable, causal behavior. And being able to conceive of objects in this rich sense presupposes that the mind makes several a priori contributions. I must be able to separate the objects from each other in my sensations, and from my sensations of myself. I must be able to attribute properties to the objects. I must be able to conceive of an external world with its own course of events that is separate from the stream of perceptions in my consciousness. These components of experience cannot be found in experience because they constitute it. The mind’s a priori conceptual contribution to experience can be enumerated by a special set of concepts that make all other empirical concepts and judgments possible. These concepts cannot be experienced directly; they are only manifest as the form which particular judgments of objects take. Kant believes that formal logic has already revealed what the fundamental categories of thought are. The special set of concepts is Kant’s Table of Categories, which are taken mostly from Aristotle with a few revisions:
While Kant does not give a formal derivation of it, he believes that this is the complete and necessary list of the a priori contributions that the understanding brings to its judgments of the world. Every judgment that the understanding can make must fall under the table of categories. And subsuming spatiotemporal sensations under the formal structure of the categories makes judgments, and ultimately knowledge, of empirical objects possible.
Since objects can only be experienced spatiotemporally, the only application of concepts that yields knowledge is to the empirical, spatiotemporal world. Beyond that realm, there can be no sensations of objects for the understanding to judge, rightly or wrongly. Since intuitions of the physical world are lacking when we speculate about what lies beyond, metaphysical knowledge, or knowledge of the world outside the physical, is impossible. Claiming to have knowledge from the application of concepts beyond the bounds of sensation results in the empty and illusory transcendent metaphysics of Rationalism that Kant reacts against.
It should be pointed out, however, that Kant is not endorsing an idealism about objects like Berkeley’s. That is, Kant does not believe that material objects are unknowable or impossible. While Kant is a transcendental idealist–he believes the nature of objects as they are in themselves is unknowable to us–knowledge of appearances is nevertheless possible. As noted above, in The Refutation of Material Idealism, Kant argues that the ordinary self-consciousness that Berkeley and Descartes would grant implies “the existence of objects in space outside me.” (B 275) Consciousness of myself would not be possible if I were not able to make determinant judgments about objects that exist outside of me and have states that are independent of my inner experience. Another way to put the point is to say that the fact that the mind of the knower makes the a priori contribution does not mean that space and time or the categories are mere figments of the imagination. Kant is an empirical realist about the world we experience; we can know objects as they appear to us. He gives a robust defense of science and the study of the natural world from his argument about the mind’s role in making nature. All discursive, rational beings must conceive of the physical world as spatially and temporally unified, he argues. And the table of categories is derived from the most basic, universal forms of logical inference, Kant believes. Therefore, it must be shared by all rational beings. So those beings also share judgments of an intersubjective, unified, public realm of empirical objects. Hence, objective knowledge of the scientific or natural world is possible. Indeed, Kant believes that the examples of Newton and Galileo show it is actual. So Berkeley’s claims that we do not know objects outside of us and that such knowledge is impossible are both mistaken.
In conjunction with his analysis of the possibility of knowing empirical objects, Kant gives an analysis of the knowing subject that has sometimes been called his transcendental psychology. Much of Kant’s argument can be seen as subjective, not because of variations from mind to mind, but because the source of necessity and universality is in the mind of the knowing subject, not in objects themselves. Kant draws several conclusions about what is necessarily true of any consciousness that employs the faculties of sensibility and understanding to produce empirical judgments. As we have seen, a mind that employs concepts must have a receptive faculty that provides the content of judgments. Space and time are the necessary forms of apprehension for the receptive faculty. The mind that has experience must also have a faculty of combination or synthesis, the imagination for Kant, that apprehends the data of sense, reproduces it for the understanding, and recognizes their features according to the conceptual framework provided by the categories. The mind must also have a faculty of understanding that provides empirical concepts and the categories for judgment. The various faculties that make judgment possible must be unified into one mind. And it must be identical over time if it is going to apply its concepts to objects over time. Kant here addresses Hume’s famous assertion that introspection reveals nothing more than a bundle of sensations that we group together and call the self. Judgments would not be possible, Kant maintains, if the mind that senses is not the same as the mind that possesses the forms of sensibility. And that mind must be the same as the mind that employs the table of categories, that contributes empirical concepts to judgment, and that synthesizes the whole into knowledge of a unified, empirical world. So the fact that we can empirically judge proves, contra Hume, that the mind cannot be a mere bundle of disparate introspected sensations. In his works on ethics Kant will also argue that this mind is the source of spontaneous, free, and moral action. Kant believes that all the threads of his transcendental philosophy come together in this “highest point” which he calls the transcendental unity of apperception.
5. Kant’s Analytic of Principles
We have seen the progressive stages of Kant’s analysis of the faculties of the mind which reveals the transcendental structuring of experience performed by these faculties. First, in his analysis of sensibility, he argues for the necessarily spatiotemporal character of sensation. Then Kant analyzes the understanding, the faculty that applies concepts to sensory experience. He concludes that the categories provide a necessary, foundational template for our concepts to map onto our experience. In addition to providing these transcendental concepts, the understanding also is the source of ordinary empirical concepts that make judgments about objects possible. The understanding provides concepts as the rules for identifying the properties in our representations.
Kant’s next concern is with the faculty of judgment, “If understanding as such is explicated as our power of rules, then the power of judgment is the ability to subsume under rules, i.e., to distinguish whether something does or does not fall under a given rule.” (A 132/B 172). The next stage in Kant’s project will be to analyze the formal or transcendental features of experience that enable judgment, if there are any such features besides what the previous stages have identified. The cognitive power of judgment does have a transcendental structure. Kant argues that there are a number of principles that must necessarily be true of experience in order for judgment to be possible. Kant’s analysis of judgment and the arguments for these principles are contained in his Analytic of Principles.
Within the Analytic, Kant first addresses the challenge of subsuming particular sensations under general categories in the Schematism section. Transcendental schemata, Kant argues, allow us to identify the homogeneous features picked out by concepts from the heterogeneous content of our sensations. Judgment is only possible if the mind can recognize the components in the diverse and disorganized data of sense that make those sensations an instance of a concept or concepts. A schema makes it possible, for instance, to subsume the concrete and particular sensations of an Airedale, a Chihuahua, and a Labrador all under the more abstract concept “dog.”
The full extent of Kant’s Copernican revolution becomes even more clear in the rest of the Analytic of Principles. That is, the role of the mind in making nature is not limited to space, time, and the categories. In the Analytic of Principles, Kant argues that even the necessary conformity of objects to natural law arises from the mind. Thus far, Kant’s transcendental method has permitted him to reveal the a priori components of sensations, the a priori concepts. In the sections titled the Axioms, Anticipations, Analogies, and Postulates, he argues that there are a priori judgments that must necessarily govern all appearances of objects. These judgments are a function of the table of categories’ role in determining all possible judgments, so the four sections map onto the four headings of that table. I include all of the a priori judgments, or principles, here to illustrate the earlier claims about Kant’s empirical realism, and to show the intimate relationship Kant saw between his project and that of the natural sciences:
6. Kant’s Dialectic
The discussion of Kant’s metaphysics and epistemology so far (including the Analytic of Principles) has been confined primarily to the section of the Critique of Pure Reason that Kant calls the Transcendental Analytic. The purpose of the Analytic, we are told, is “the rarely attempted dissection of the power of the understanding itself.” (A 65/B 90). Kant’s project has been to develop the full argument for his theory about the mind’s contribution to knowledge of the world. Once that theory is in place, we are in a position to see the errors that are caused by transgressions of the boundaries to knowledge established by Kant’s transcendental idealism and empirical realism. Kant calls judgments that pretend to have knowledge beyond these boundaries and that even require us to tear down the limits that he has placed on knowledge, transcendent judgments. The Transcendental Dialectic section of the book is devoted to uncovering the illusion of knowledge created by transcendent judgments and explaining why the temptation to believe them persists. Kant argues that the proper functioning of the faculties of sensibility and the understanding combine to draw reason, or the cognitive power of inference, inexorably into mistakes. The faculty of reason naturally seeks the highest ground of unconditional unity. It seeks to unify and subsume all particular experiences under higher and higher principles of knowledge. But sensibility cannot by its nature provide the intuitions that would make knowledge of the highest principles and of things as they are in themselves possible. Nevertheless, reason, in its function as the faculty of inference, inevitably draws conclusions about what lies beyond the boundaries of sensibility. The unfolding of this conflict between the faculties reveals more about the mind’s relationship to the world it seeks to know and the possibility of a science of metaphysics.
Kant believes that Aristotle’s logic of the syllogism captures the logic employed by reason. The resulting mistakes from the inevitable conflict between sensibility and reason reflect the logic of Aristotle’s syllogism. Corresponding to the three basic kinds of syllogism are three dialectic mistakes or illusions of transcendent knowledge that cannot be real. Kant’s discussion of these three classes of mistakes are contained in the Paralogisms, the Antinomies, and the Ideals of Reason. The Dialectic explains the illusions of reason in these sections. But since the illusions arise from the structure of our faculties, they will not cease to have their influence on our minds any more than we can prevent the moon from seeming larger when it is on the horizon than when it is overhead. (A 297/B 354).
In the Paralogisms, Kant argues that a failure to recognize the difference between appearances and things in themselves, particularly in the case of the introspected self, leads us into transcendent error. Kant argues against several conclusions encouraged by Descartes and the rational psychologists, who believed they could build human knowledge from the “I think” of the cogito argument. From the “I think” of self-awareness we can infer, they maintain, that the self or soul is 1) simple, 2) immaterial, 3) an identical substance and 4) that we perceive it directly, in contrast to external objects whose existence is merely possible. That is, the rational psychologists claimed to have knowledge of the self as transcendentally real. Kant believes that it is impossible to demonstrate any of these four claims, and that the mistaken claims to knowledge stem from a failure to see the real nature of our apprehension of the “I.” Reason cannot fail to apply the categories to its judgments of the self, and that application gives rise to these four conclusions about the self that correspond roughly to the four headings in the table of categories. But to take the self as an object of knowledge here is to pretend to have knowledge of the self as it is in itself, not as it appears to us. Our representation of the “I” itself is empty. It is subject to the condition of inner sense, time, but not the condition of outer sense, space, so it cannot be a proper object of knowledge. It can be thought through concepts, but without the commensurate spatial and temporal intuitions, it cannot be known. Each of the four paralogisms explains the categorical structure of reason that led the rational psychologists to mistake the self as it appears to us for the self as it is in itself.
We have already mentioned the Antinomies, in which Kant analyzes the methodological problems of the Rationalist project. Kant sees the Antinomies as the unresolved dialogue between skepticism and dogmatism about knowledge of the world. There are four antinomies, again corresponding to the four headings of the table of categories, that are generated by reason’s attempts to achieve complete knowledge of the realm beyond the empirical. Each antinomy has a thesis and an antithesis, both of which can be validly proven, and since each makes a claim that is beyond the grasp of spatiotemporal sensation, neither can be confirmed or denied by experience. The First Antinomy argues both that the world has a beginning in time and space, and no beginning in time and space. The Second Antinomy’s arguments are that every composite substance is made of simple parts and that nothing is composed of simple parts. The Third Antinomy’s thesis is that agents like ourselves have freedom and its antithesis is that they do not. The Fourth Antinomy contains arguments both for and against the existence of a necessary being in the world. The seemingly irreconcilable claims of the Antinomies can only be resolved by seeing them as the product of the conflict of the faculties and by recognizing the proper sphere of our knowledge in each case. In each of them, the idea of “absolute totality, which holds only as a condition of things in themselves, has been applied to appearances” (A 506/B534).
The result of Kant’ analysis of the Antinomies is that we can reject both claims of the first two and accept both claims of the last two, if we understand their proper domains. In the first Antinomy, the world as it appears to us is neither finite since we can always inquire about its beginning or end, nor is it infinite because finite beings like ourselves cannot cognize an infinite whole. As an empirical object, Kant argues, it is indefinitely constructable for our minds. As it is in itself, independent of the conditions of our thought, it should not be identified as finite or infinite since both are categorical conditions of our thought. Kant’s resolution of the third Antinomy (A 445/B 473) clarifies his position on freedom. He considers the two competing hypotheses of speculative metaphysics that there are different types of causality in the world: 1) there are natural causes which are themselves governed by the laws of nature as well as uncaused causes like ourselves that can act freely, or 2) the causal laws of nature entirely govern the world including our actions. The conflict between these contrary claims can be resolved, Kant argues, by taking his critical turn and recognizing that it is impossible for any cause to be thought of as uncaused itself in the realm of space and time. But reason, in trying to understand the ground of all things, strives to unify its knowledge beyond the empirical realm. The empirical world, considered by itself, cannot provide us with ultimate reasons. So if we do not assume a first or free cause we cannot completely explain causal series in the world. So for the Third Antinomy, as for all of the Antinomies, the domain of the Thesis is the intellectual, rational, noumenal world. The domain of the Antithesis is the spatiotemporal world.
7. The Ideas of Reason
The faculty of reason has two employments. For the most part, we have engaged in an analysis of theoretical reason which has determined the limits and requirements of the employment of the faculty of reason to obtain knowledge. Theoretical reason, Kant says, makes it possible to cognize what is. But reason has its practical employment in determining what ought to be as well. (A 633/B 661) This distinction roughly corresponds to the two philosophical enterprises of metaphysics and ethics. Reason’s practical use is manifest in the regulative function of certain concepts that we must think with regard to the world, even though we can have no knowledge of them.
Kant believes that, “Human reason is by its nature architectonic.” (A 474/B 502). That is, reason thinks of all cognitions as belonging to a unified and organized system. Reason is our faculty of making inferences and of identifying the grounds behind every truth. It allows us to move from the particular and contingent to the global and universal. I infer that “Caius is mortal” from the fact that “Caius is a man” and the universal claim, “All men are mortal.” In this fashion, reason seeks higher and higher levels of generality in order to explain the way things are. In a different kind of example, the biologist’s classification of every living thing into a kingdom, phylum, class, order, family, genus, and species, illustrates reason’s ambition to subsume the world into an ordered, unified system. The entire empirical world, Kant argues, must be conceived of by reason as causally necessitated (as we saw in the Analogies). We must connect, “one state with a previous state upon which the state follows according to a rule.” Each cause, and each cause’s cause, and each additional ascending cause must itself have a cause. Reason generates this hierarchy that combines to provide the mind with a conception of a whole system of nature. Kant believes that it is part of the function of reason to strive for a complete, determinate understanding of the natural world. But our analysis of theoretical reason has made it clear that we can never have knowledge of the totality of things because we cannot have the requisite sensations of the totality, hence one of the necessary conditions of knowledge is not met. Nevertheless, reason seeks a state of rest from the regression of conditioned, empirical judgments in some unconditioned ground that can complete the series (A 584/B 612). Reason’s structure pushes us to accept certain ideas of reason that allow completion of its striving for unity. We must assume the ideas of God, freedom, and immortality, Kant says, not as objects of knowledge, but as practical necessities for the employment of reason in the realm where we can have knowledge. By denying the possibility of knowledge of these ideas, yet arguing for their role in the system of reason, Kant had to, “annul knowledge in order to make room for faith.” (B xxx).
8. Kant’s Ethics
It is rare for a philosopher in any era to make a significant impact on any single topic in philosophy. For a philosopher to impact as many different areas as Kant did is extraordinary. His ethical theory has been as influential as, if not more influential than, his work in epistemology and metaphysics. Most of Kant’s work on ethics is presented in two works. The Foundations of the Metaphysics of Morals (1785) is Kant’s “search for and establishment of the supreme principle of morality.” In The Critique of Practical Reason (1787) Kant attempts to unify his account of practical reason with his work in the Critique of Pure Reason. Kant is the primary proponent in history of what is called deontological ethics. Deontology is the study of duty. On Kant’s view, the sole feature that gives an action moral worth is not the outcome that is achieved by the action, but the motive that is behind the action. The categorical imperative is Kant’s famous statement of this duty: “Act only according to that maxim by which you can at the same time will that it should become a universal law.”
a. Reason and Freedom
For Kant, as we have seen, the drive for total, systematic knowledge in reason can only be fulfilled with assumptions that empirical observation cannot support. The metaphysical facts about the ultimate nature of things in themselves must remain a mystery to us because of the spatiotemporal constraints on sensibility. When we think about the nature of things in themselves or the ultimate ground of the empirical world, Kant has argued that we are still constrained to think through the categories, we cannot think otherwise, but we can have no knowledge because sensation provides our concepts with no content. So, reason is put at odds with itself because it is constrained by the limits of its transcendental structure, but it seeks to have complete knowledge that would take it beyond those limits.
Freedom plays a central role in Kant’s ethics because the possibility of moral judgments presupposes it. Freedom is an idea of reason that serves an indispensable practical function. Without the assumption of freedom, reason cannot act. If we think of ourselves as completely causally determined, and not as uncaused causes ourselves, then any attempt to conceive of a rule that prescribes the means by which some end can be achieved is pointless. I cannot both think of myself as entirely subject to causal law and as being able to act according to the conception of a principle that gives guidance to my will. We cannot help but think of our actions as the result of an uncaused cause if we are to act at all and employ reason to accomplish ends and understand the world.
So reason has an unavoidable interest in thinking of itself as free. That is, theoretical reason cannot demonstrate freedom, but practical reason must assume it for the purpose of action. Having the ability to make judgments and apply reason puts us outside that system of causally necessitated events. “Reason creates for itself the idea of a spontaneity that can, on its own, start to act–without, i.e., needing to be preceded by another cause by means of which it is determined to action in turn, according to the law of causal connection,” Kant says. (A 533/B 561) In its intellectual domain, reason must think of itself as free.
It is dissatisfying that he cannot demonstrate freedom; nevertheless, it comes as no surprise that we must think of ourselves as free. In a sense, Kant is agreeing with the common sense view that how I choose to act makes a difference in how I actually act. Even if it were possible to give a predictive empirical account of why I act as I do, say on the grounds of a functionalist psychological theory, those considerations would mean nothing to me in my deliberations. When I make a decision about what to do, about which car to buy, for instance, the mechanism at work in my nervous system makes no difference to me. I still have to peruse Consumer Reports, consider my options, reflect on my needs, and decide on the basis of the application of general principles. My first person perspective is unavoidable, hence the deliberative, intellectual process of choice is unavoidable.
b. The Duality of the Human Situation
The question of moral action is not an issue for two classes of beings, according to Kant. The animal consciousness, the purely sensuous being, is entirely subject to causal determination. It is part of the causal chains of the empirical world, but not an originator of causes the way humans are. Hence, rightness or wrongness, as concepts that apply to situations one has control over, do not apply. We do not morally fault the lion for killing the gazelle, or even for killing its own young. The actions of a purely rational being, by contrast, are in perfect accord with moral principles, Kant says. There is nothing in such a being’s nature to make it falter. Its will always conforms with the dictates of reason. Humans are between the two worlds. We are both sensible and intellectual, as was pointed out in the discussion of the first Critique. We are neither wholly determined to act by natural impulse, nor are we free of non-rational impulse. Hence we need rules of conduct. We need, and reason is compelled to provide, a principle that declares how we ought to act when it is in our power to choose
Since we find ourselves in the situation of possessing reason, being able to act according to our own conception of rules, there is a special burden on us. Other creatures are acted upon by the world. But having the ability to choose the principle to guide our actions makes us actors. We must exercise our will and our reason to act. Will is the capacity to act according to the principles provided by reason. Reason assumes freedom and conceives of principles of action in order to function.
Two problems face us however. First, we are not wholly rational beings, so we are liable to succumb to our non-rational impulses. Second, even when we exercise our reason fully, we often cannot know which action is the best. The fact that we can choose between alternate courses of actions (we are not determined to act by instinct or reason) introduces the possibility that there can be better or worse ways of achieving our ends and better or worse ends, depending upon the criteria we adopt. The presence of two different kinds of object in the world adds another dimension, a moral dimension, to our deliberations. Roughly speaking, we can divide the world into beings with reason and will like ourselves and things that lack those faculties. We can think of these classes of things as ends-in-themselves and mere means-to-ends, respectively. Ends-in-themselves are autonomous beings with their own agendas; failing to recognize their capacity to determine their own actions would be to thwart their freedom and undermine reason itself. When we reflect on alternative courses of action, means-to-ends, things like buildings, rocks, and trees, deserve no special status in our deliberations about what goals we should have and what means we use to achieve them. The class of ends-in-themselves, reasoning agents like ourselves, however, do have a special status in our considerations about what goals we should have and the means we employ to accomplish them. Moral actions, for Kant, are actions where reason leads, rather than follows, and actions where we must take other beings that act according to their own conception of the law into account.
c. The Good Will
The will, Kant says, is the faculty of acting according to a conception of law. When we act, whether or not we achieve what we intend with our actions is often beyond our control, so the morality of our actions does not depend upon their outcome. What we can control, however, is the will behind the action. That is, we can will to act according to one law rather than another. The morality of an action, therefore, must be assessed in terms of the motivation behind it. If two people, Smith and Jones, perform the same act, from the same conception of the law, but events beyond Smith’s control prevent her from achieving her goal, Smith is not less praiseworthy for not succeeding. We must consider them on equal moral ground in terms of the will behind their actions.
The only thing that is good without qualification is the good will, Kant says. All other candidates for an intrinsic good have problems, Kant argues. Courage, health, and wealth can all be used for ill purposes, Kant argues, and therefore cannot be intrinsically good. Happiness is not intrinsically good because even being worthy of happiness, Kant says, requires that one possess a good will. The good will is the only unconditional good despite all encroachments. Misfortune may render someone incapable of achieving her goals, for instance, but the goodness of her will remains.
Goodness cannot arise from acting on impulse or natural inclination, even if impulse coincides with duty. It can only arise from conceiving of one’s actions in a certain way. A shopkeeper, Kant says, might do what is in accord with duty and not overcharge a child. Kant argues, “it is not sufficient to do that which should be morally good that it conform to the law; it must be done for the sake of the law.” (Foundations of the Metaphysics of Morals, Akademie pagination 390) There is a clear moral difference between the shopkeeper that does it for his own advantage to keep from offending other customers and the shopkeeper who does it from duty and the principle of honesty.(Ibid., 398) Likewise, in another of Kant’s carefully studied examples, the kind act of the person who overcomes a natural lack of sympathy for other people out of respect for duty has moral worth, whereas the same kind act of the person who naturally takes pleasure in spreading joy does not. A person’s moral worth cannot be dependent upon what nature endowed them with accidentally. The selfishly motivated shopkeeper and the naturally kind person both act on equally subjective and accidental grounds. What matters to morality is that the actor think about their actions in the right manner.
We might be tempted to think that the motivation that makes an action good is having a positive goal–to make people happy, or to provide some benefit. But that is not the right sort of motive, Kant says. No outcome, should we achieve it, can be unconditionally good. Fortune can be misused, what we thought would induce benefit might actually bring harm, and happiness might be undeserved. Hoping to achieve some particular end, no matter how beneficial it may seem, is not purely and unconditionally good. It is not the effect or even the intended effect that bestows moral character on an action. All intended effects “could be brought about through other causes and would not require the will of a rational being, while the highest and unconditional good can be found only in such a will.” (Ibid., 401) It is the possession of a rationally guided will that adds a moral dimension to one’s acts. So it is the recognition and appreciation of duty itself that must drive our actions.
d. Duty
What is the duty that is to motivate our actions and to give them moral value? Kant distinguishes two kinds of law produced by reason. Given some end we wish to achieve, reason can provide a hypothetical imperative, or rule of action for achieving that end. A hypothetical imperative says that if you wish to buy a new car, then you must determine what sort of cars are available for purchase. Conceiving of a means to achieve some desired end is by far the most common employment of reason. But Kant has shown that the acceptable conception of the moral law cannot be merely hypothetical. Our actions cannot be moral on the ground of some conditional purpose or goal. Morality requires an unconditional statement of one’s duty.
And in fact, reason produces an absolute statement of moral action. The moral imperative is unconditional; that is, its imperative force is not tempered by the conditional “if I want to achieve some end, then do X.” It simply states, do X. Kant believes that reason dictates a categorical imperative for moral action. He gives at least three formulations of the Categorical Imperative.
1. “Act only according to that maxim by which you can at the same time will that it should become a universal law.” (Ibid., 422)
2. “Act as though the maxim of your action were by your will to become a universal law of nature.” (Ibid)
3. Act so that you treat humanity, whether in your own person or in that of another, always as an end and never as a means only.” (Ibid., 429)
What are Kant’s arguments for the Categorical Imperative? First, consider an example. Consider the person who needs to borrow money and is considering making a false promise to pay it back. The maxim that could be invoked is, “when I need of money, borrow it, promising to repay it, even though I do not intend to.” But when we apply the universality test to this maxim it becomes clear that if everyone were to act in this fashion, the institution of promising itself would be undermined. The borrower makes a promise, willing that there be no such thing as promises. Thus such an action fails the universality test.
The argument for the first formulation of the categorical imperative can be thought of this way. We have seen that in order to be good, we must remove inclination and the consideration of any particular goal from our motivation to act. The act cannot be good if it arises from subjective impulse. Nor can it be good because it seeks after some particular goal which might not attain the good we seek or could come about through happenstance. We must abstract away from all hoped for effects. If we remove all subjectivity and particularity from motivation we are only left with will to universality. The question “what rule determines what I ought to do in this situation?” becomes “what rule ought to universally guide action?” What we must do in any situation of moral choice is act according to a maxim that we would will everyone to act according to.
The second version of the Categorical Imperative invokes Kant’s conception of nature and draws on the first Critique. In the earlier discussion of nature, we saw that the mind necessarily structures nature. And reason, in its seeking of ever higher grounds of explanation, strives to achieve unified knowledge of nature. A guide for us in moral matters is to think of what would not be possible to will universally. Maxims that fail the test of the categorical imperative generate a contradiction. Laws of nature cannot be contradictory. So if a maxim cannot be willed to be a law of nature, it is not moral.
The third version of the categorical imperative ties Kant’s whole moral theory together. Insofar as they possess a rational will, people are set off in the natural order of things. They are not merely subject to the forces that act upon them; they are not merely means to ends. They are ends in themselves. All means to an end have a merely conditional worth because they are valuable only for achieving something else. The possessor of a rational will, however, is the only thing with unconditional worth. The possession of rationality puts all beings on the same footing, “every other rational being thinks of his existence by means of the same rational ground which holds also for myself; thus it is at the same time an objective principle from which, as a supreme practical ground, it must be possible to derive all laws of the will.” (Ibid., 429)
9. Kant’s Criticisms of Utilitarianism
Kant’s criticisms of utilitarianism have become famous enough to warrant some separate discussion. Utilitarian moral theories evaluate the moral worth of action on the basis of happiness that is produced by an action. Whatever produces the most happiness in the most people is the moral course of action. Kant has an insightful objection to moral evaluations of this sort. The essence of the objection is that utilitarian theories actually devalue the individuals it is supposed to benefit. If we allow utilitarian calculations to motivate our actions, we are allowing the valuation of one person’s welfare and interests in terms of what good they can be used for. It would be possible, for instance, to justify sacrificing one individual for the benefits of others if the utilitarian calculations promise more benefit. Doing so would be the worst example of treating someone utterly as a means and not as an end in themselves.
Another way to consider his objection is to note that utilitarian theories are driven by the merely contingent inclination in humans for pleasure and happiness, not by the universal moral law dictated by reason. To act in pursuit of happiness is arbitrary and subjective, and is no more moral than acting on the basis of greed, or selfishness. All three emanate from subjective, non-rational grounds. The danger of utilitarianism lies in its embracing of baser instincts, while rejecting the indispensable role of reason and freedom in our actions."
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The Life & Work of Immanuel Kant
Bryan Magee and Geoffrey Warnock discuss the German philosopher Immanuel Kant, who is considered the central figure in modern philosophy. Kant synthesized ea...
Bryan Magee and Geoffrey Warnock discuss the German philosopher Immanuel Kant, who is considered the central figure in modern philosophy. Kant synthesized early rationalism and empiricism, set the terms for much of 19th and 20th century philosophy, and continues to exercise a significant influence today in epistemology, ontology, ethics, political philosophy, aesthetics, and other fields. Kant is famous for many ideas, including his distinction between appearances and things-in-themselves, and that the basic categories of the mind structure experience. He had argued that we can only know things as they appear and come to us through our sensory and mental faculties, not how they are in themselves independent of us and our mental apparatus. Among other things, this allowed for the possibility of synthetic a priori knowledge, i.e. necessary and substantial truths that are about the world but which are not derived from the world. He is also famous for deontology in moral philosophy, especially his notion of the categorical imperative, and that reason is the ultimate source of morality. He also famously maintained that aesthetics is based on a faculty of disinterested judgment.
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1. Axioms, Anticipations, Analogies, and Postulates
2. Immanuel Kant 'Genius is the ability to independently arrive at and understand concepts that would normally have to be taught by another person'.
3. Immanuel Kant, print published in London, 1812
4. Immanuel Kant 'How then is perfection to be sought. Wherein lies our hope. In education, and in nothing else..'.
Biographies
1. britannica.com/biography/Immanuel-Kant/Tutor-and-Privatdozent
2. phil.bilkent.edu.tr/index.php/2018/12/15/story-behind-the-picture-maria-von-herbert/
1. Background from {[https://www.britannica.com/biography/Immanuel-Kant/Tutor-and-Privatdozent]}
Immanuel Kant
German philosopher WRITTEN BY Brian Duignan. Brian Duignan is a senior editor at Encyclopædia Britannica. His subject areas include philosophy, law, social science, politics, political theory, and religion. Last Updated: Feb 16, 2021 See Article History
Immanuel Kant, (born April 22, 1724, Königsberg, Prussia [now Kaliningrad, Russia]—died February 12, 1804, Königsberg), German philosopher whose comprehensive and systematic work in epistemology (the theory of knowledge), ethics, and aesthetics greatly influenced all subsequent philosophy, especially the various schools of Kantianism and idealism.
Kant was one of the foremost thinkers of the Enlightenment and arguably one of the greatest philosophers of all time. In him were subsumed new trends that had begun with the rationalism (stressing reason) of René Descartes and the empiricism (stressing experience) of Francis Bacon. He thus inaugurated a new era in the development of philosophical thought.
Background And Early Years
Kant lived in the remote province where he was born for his entire life. His father, a saddler, was, according to Kant, a descendant of a Scottish immigrant, although scholars have found no basis for this claim; his mother was remarkable for her character and natural intelligence. Both parents were devoted followers of the Pietist branch of the Lutheran church, which taught that religion belongs to the inner life expressed in simplicity and obedience to moral law. The influence of their pastor made it possible for Kant—the fourth of nine children but the eldest surviving child—to obtain an education.
At the age of eight Kant entered the Pietist school that his pastor directed. This was a Latin school, and it was presumably during the eight and a half years he was there that Kant acquired his lifelong love for the Latin classics, especially for the naturalistic poet Lucretius. In 1740 he enrolled in the University of Königsberg as a theological student. But, although he attended courses in theology and even preached on a few occasions, he was principally attracted to mathematics and physics. Aided by a young professor who had studied Christian Wolff, a systematizer of rationalist philosophy, and who was also an enthusiast for the science of Sir Isaac Newton, Kant began reading the work of the English physicist and, in 1744, started his first book, Gedanken von der wahren Schätzung der lebendigen Kräfte (1746; Thoughts on the True Estimation of Living Forces), dealing with a problem concerning kinetic forces. Though by that time he had decided to pursue an academic career, the death of his father in 1746 and his failure to obtain the post of under-tutor in one of the schools attached to the university compelled him to withdraw and seek a means of supporting himself.
Immanuel Kant
QUICK FACTS
BORN April 22, 1724, at Kaliningrad, Prussia
DIED February 12, 1804 (aged 79) at Kaliningrad, Prussia
NOTABLE WORKS
• “Critique of Judgment”
• “Critique of Practical Reason”
• “Critique of Pure Reason”
SUBJECTS OF STUDY
• political philosophy
• immortality
• existence of God
• teleology
• category
ROLE IN
• Enlightenment
Tutor and Privatdozent
He found employment as a family tutor and, during the nine years that he gave to it, worked for three different families. With them he was introduced to the influential society of the city, acquired social grace, and made his farthest travels from his native city—some 60 miles (96 km) away to the town of Arnsdorf. In 1755, aided by the kindness of a friend, he was able to complete his degree at the university and take up the position of Privatdozent, or lecturer.
Three dissertations that he presented on obtaining this post indicate the interest and direction of his thought at this time. In one, Meditationum Quarundam de Igne Succincta Delineation (1755; “A Brief Outline of Some Meditations on Fire”), he argued that bodies operate on one another through the medium of a uniformly diffused elastic and subtle matter that is the underlying substance of both heat and light. His first teaching was in mathematics and physics, and he was never to lose his interest in scientific developments. That it was more than an amateur interest is shown by his publication within the next few years of several scientific works dealing with the different human races, the nature of winds, the causes of earthquakes, and the general theory of the heavens. In the latter work, Allgemeine Naturgeschichte und Theorie des Himmels (1755; Universal Natural History and Theory of the Heavens), Kant proposed a nebular theory of the formation of the solar system, according to which the Sun and the planets condensed from a single gaseous cloud. Independently advanced by Laplace in 1796, it was subsequently known as the Kant-Laplace hypothesis.
At this period Newtonian physics was important to Kant as much for its philosophical implications as for its scientific content. A second dissertation, the Metaphysicae cum Geometria Iunctae Usus in Philosophia Naturali, Cuius Specimen I. Continet Monadologiam Physicam (1756; The Employment in Natural Philosophy of Metaphysics Combined with Geometry, of Which Sample I Contains the Physical Monadology)—also known as the Monodologia Physica—contrasted the Newtonian methods of thinking with those employed in the philosophy then prevailing in German universities. This was the philosophy of Gottfried Wilhelm Leibniz, a universal scholar, as systematized and popularized by Wolff and by Alexander Gottlieb Baumgarten, author of a widely used text, the Metaphysica (1739). Leibniz’s works as they are now known were not fully available to these writers, and the Leibnizian philosophy that they presented was extravagantly rationalistic, abstract, and cut-and-dried. It nevertheless remained a powerful force, and the main efforts of independent thinkers in Germany at the time were devoted to examining Leibniz’s ideas.
In a third dissertation, Principiorum Primorum Cognitionis Metaphysicae Nova Dilucidato (1755; “New Elucidation of the First Principles of Metaphysical Cognition”), Kant analyzed especially the principle of sufficient reason, which in Wolff’s formulation asserts that for everything there is a sufficient reason why it should be rather than not be. Although critical, Kant was cautious and still a long way from challenging the assumptions of Leibnizian metaphysics.
During the 15 years that he spent as a Privatdozent, Kant’s renown as a teacher and writer steadily increased. Soon he was lecturing on many subjects other than physics and mathematics—including logic, metaphysics, and moral philosophy. He even lectured on fireworks and fortifications and every summer for 30 years taught a popular course on physical geography. He enjoyed great success as a lecturer; his lecturing style, which differed markedly from that of his books, was humorous and vivid, enlivened by many examples from his reading in English and French literature and in travel and geography, science and philosophy.
Although he twice failed to obtain a professorship at Königsberg, he refused to accept offers that would have taken him elsewhere—including the professorship of poetry at Berlin that would have brought greater prestige. He preferred the peace and quiet of his native city in which to develop and mature his own philosophy.
Critic of Leibnizian rationalism
During the 1760s Kant became increasingly critical of Leibnizianism. According to one of his students, Kant was then attacking Leibniz, Wolff, and Baumgarten, was a declared follower of Newton, and expressed great admiration for the moral philosophy of the Romanticist philosopher Jean-Jacques Rousseau.
His principal work of this period was Untersuchung über die Deutlichkeit der Grundsätze der natürlichen Theologie und der Moral (1764; “An Inquiry into the Distinctness of the Fundamental Principles of Natural Theology and Morals”). In this work he attacked the claim of Leibnizian philosophy that philosophy should model itself on mathematics and aim at constructing a chain of demonstrated truths based on self-evident premises. Kant argued that mathematics proceeds from definitions that are arbitrary, by means of operations that are clearly and sharply defined, upon concepts that can be exhibited in concrete form. In contrast with this method, he argued that philosophy must begin with concepts that are already given, “though confusedly or insufficiently determined,” so that philosophers cannot begin with definitions without thereby shutting themselves up within a circle of words. Philosophy cannot, like mathematics, proceed synthetically; it must analyze and clarify. The importance of the moral order, which he had learned from Rousseau, reinforced the conviction received from his study of Newton that a synthetic philosophy is empty and false.
Besides attacking the methods of the Leibnizians, he also began criticizing their leading ideas. In an essay, “Versuch, den Begriff der negativen Grössen in die Weltweisheit einzuführen” (1763; “An Attempt to Introduce the Conception of Negative Quantities into Philosophy”), he argued that physical opposition as encountered in things cannot be reduced to logical contradiction, in which the same predicate is both affirmed and denied, and, hence, that it is pointless to reduce causality to the logical relation of antecedent and consequent. In an essay of the same year, “Der einzig mögliche Beweisgrund zu einer Demonstration des Daseyns Gottes” (“Enquiry into the Proofs for the Existence of God”), he sharply criticized the Leibnizian concept of Being by charging that the so-called ontological argument, which would prove the existence of God by logic alone, is fallacious because it confuses existential with attributive statements: existence, he declared, is not a predicate of attribution. Moreover, with regard to the nature of space, Kant sided with Newton in his confrontation with Leibniz. Leibniz’s view, that space is “an order of co-existences” and that spatial differences can be stated in conceptual terms, he concluded to be untenable.
Some indication of a possible alternative of Kant’s own to the Leibnizian position can be gathered from his curious Träume eines Geistersehers erläutert durch Träume der Metaphysik (1766; Dreams of a Spirit-Seer, Illustrated by Dreams of Metaphysics). This work is an examination of the whole notion of a world of spirits, in the context of an inquiry into the spiritualist claims of Emanuel Swedenborg, a scientist and biblical scholar. Kant’s position at first seems to have been completely skeptical, and the influence of the Scottish skeptical philosopher David Hume is more apparent here than in any previous work; it was Hume, he later claimed, who first awoke him from his “dogmatic slumber.” Yet Kant was not so much arguing that the notion of a world of spirits is illusory as insisting that humans have no insight into the nature of such a world, a conclusion that has devastating implications for metaphysics as the Leibnizians conceived it. Metaphysicians can dream as well as spiritualists, but this is not to say that their dreams are necessarily empty; there are already hints that moral experience can give content to the ideal of an “intelligible world.” Rousseau thus here acted upon Kant as a counterinfluence to Hume.
2. Background from {[http://www.phil.bilkent.edu.tr/index.php/2018/12/15/story-behind-the-picture-maria-von-herbert/]}
Story Behind the Picture: Maria von Herbert By Bilkent Philosophy / December 15, 2018 at 3:16 pm
Maria von Herbert (1770-1803) was an Austrian woman, whose letter correspondence with Kant arguably poses a serious challenge to Kantian ethics. Maria von Herbert’s brother Baron Franz Paul was a great admirer and follower of Kant’s philosophy.1 In fact, he left his factory and family to study Kant’s philosophy in Weimar and Jena and, upon his return to Austria, he worked toward spreading Kant’s critical philosophy. Like his brother, Maria von Herbert was not simply an admirer of Kant, but was also quite competent in Kant’s philosophy. Having noted Herbert’s philosophical competence, let us first take a quick look at the content of the letter correspondence between Kant and Maria von Herbert. This will help us to understand why some scholars think that Herbert’s questions are important and possibly pose a threat to Kant’s moral philosophy. Herbert writes three letters to Kant in total and Kant responds to only the first letter.
Herbert’s first letter (August 1791)
In the autumn of 1791, Maria von Herbert wrote her first letter to Kant. She writes that after confessing some truth about herself to the person she loves, the man becomes distanced and stops loving her as he used to. Losing this man’s love, which Herbert claims to be the most valuable thing in her life, she also loses any motivation to continue living. Yet, having read Kant’s works on ethics, she knows that Kant’s ethics deems suicide out of pain immoral. As she puts it: “If I hadn’t read so much of your work I would certainly have put an end to my life. But the conclusion I had to draw from your theory stops me – it is wrong for me to die because my life is tormented, instead I’m supposed to live because of my being” (Zweig, p. 379-80). So, on the one hand she is tormented by the loss and plans to commit suicide and on the other hand she knows that it is immoral to commit suicide. So, she asks Kant to “put yourself in my place, and either damn me or comfort me” (Zweig, p. 380).
From this letter, we see that even though Herbert knows that she is supposed to live, this knowledge does not seem to be enough. She wants Kant to be able to comfort and console her. She writes that her reason fails her just when she needs it: “I’ve read the metaphysic of morals, and the categorical imperative, and it doesn’t help a bit. My reason abandons me just when I need it” (Zweig, p. 380). In other words, Herbert seeks consolation and complains that she cannot find any comfort in Kant’s philosophy.
Kant’s Reply to Herbert (Spring 1792)
In September of 1791, Kant replies to Herbert’s letter. In his reply, Kant writes, “I must do as you ask, namely, put myself in your place, and prescribe for you a pure moral sedative” (Zweig, p. 411). By “a pure moral sedative” we see that Kant means an analysis of Herbert’s action from a moral perspective. Kant starts his analysis by clarifying the distinction between reticence (or not saying the whole truth) and dishonesty (or lying). He explains that the latter is a serious violation of our duty (Zweig, p. 411-12). That is why Kant states that Herbert’s beloved man is justified in losing his affection for her. After clarifying the nature of Herbert’s action, Kant asks Herbert to further analyze her feelings of torment. He writes “Ask yourself whether you reproach yourself for the imprudence of confessing, or for the immorality intrinsic to the lie” (Zweig, p. 412). According to Kant, if Herbert’s torment is due to feeling regret for telling the truth, then her sadness, from the perspective of Kantian ethics, is unjustified because by telling the truth, she has done her duty to be honest. Thus, rather than feeling tormented she should be content to act in accordance with duty.
If, on the other hand, Herbert is tormented due to her awareness of violating her duty to be truthful, then her feelings are justified and when her beloved sees that she has had a “change in attitude” his coldness would in time be transformed to love (Zweig, p. 413). Unless, of course, Kant notes, his love was merely a physical attraction (rather than respect for her moral character) in the first place. In that case, his interest in Herbert would eventually disappear anyway and one should meet that possibility with composure (Zweig, p. 413). That is, if the man’s coldness continues, Herbert should not worry too much either. As Kant writes: “For the value of life, in so far as it consists of the enjoyment we get from people, is vastly overrated” (Zweig, p. 413). In other words, Kant suggests that the value of life should not be based on happiness, especially the kind of happiness that depends on external sources, such as the affection we receive from others. Kant concludes his letter as follows: “Here then, my dear friend, you find the customary divisions of a sermon: instruction, penalty and comfort. Devote yourself to the first two; when they have had their effect, comfort will be found by itself” (Zweig, p. 413).
After sending his reply to Herbert, Kant inquires with a mutual friend J. B. Erhard the impact of his letter on Herbert. In response to Kant, Erhard sends the following letter.
Letter from J.B. Erhard to Kant (January 17, 1793)
I can say little of Miss Herbert. She has capsized on the reef of romantic love. In order to realize an idealistic love, she gave herself to a man who misused her trust. And then, trying to achieve such love with another, she told her new lover about the previous one. That is the key to her letter. If my friend Herbert had more delicacy, I think she could still be saved.
Yours, Erhard.
Herbert’s 2nd Letter (January 1793)
In January 1793, Herbert writes another letter to Kant. In her second letter, Herbert explains that she did not lie to her friend, but simply kept a secret from him and that after a period of coldness, the man in question ultimately offered his intimate friendship to her (Zweig, p. 450). Yet, she admits that she no longer sees any point in this friendship and she feels a vast emptiness inside and all around her. She also claims that now that she lacks any contrary desire, she finds following the moral law too easy. In other words, Herbert points out that leading a moral life could be satisfying only when one has incentive to sin. The moral laws, she claims, “only get their prestige from the attractiveness of sin” and because she lacks any contrary inclination, following the moral laws becomes easy and unsatisfying for her (Zweig, p. 451).
Since Kant’s morality does not console her, she asks Kant himself for consolation and comfort: “I ask you, because my conception of morality is silent here, whereas it speaks decisively on all other matters. And if you cannot give me the answer I seek, I beg you to give me something that will get this intolerable emptiness out of my soul” (Zweig, p. 452).
We see in this second letter that Herbert’s emotional pain is replaced with a state of emptiness and apathy in which she finds nothing pleasurable. Her only desire is to shorten her life. In other words, she continues to have suicidal thoughts. At the end of her letter, Maria von Herbert asks Kant for permission to visit him. She wants to know about the kind of life his philosophy has led him and whether he ever thought of marriage, love, or having kids as valuable (Zweig, p. 452).
Kant’s Letter to Elizabeth Motherby (February 11, 1793)
After finding out the reason for Herbert’s suicidal thoughts through his friend Erhard, Kant stops responding to the letters he receives from Herbert. Instead Kant passes on his correspondence with Herbert and Erhard’s letter, which Kant claims explains Herbert’s “curious mental derangement,” to the daughter of his friend, Robert Motherby (Zweig, p. 455). While sending the letters to Elizabeth Motherby, Kant write as follows: “these letters should serve as an example of warning, to guard you against the wanderings of a sublimated fantasy” (Zweig, p. 455).
Herbert’s 3rd Letter (February 1794)
In February 1794, Herbert writes her third and final letter to Kant. She writes that “a moral feeling awoke in me” and that “from that moment on I felt that I had won and that my soul was in good health” (Zweig, p. 475). She further adds that “if people take morality and friends into account they can with the greatest desire to die still wish for life and try to preserve it no matter what” (Zweig, p. 474).
Kant does not reply to Herbert’s third letter either. Nine years later, in 1803, after organizing a ceremonious party, Herbert commits suicide by drowning herself in the Drau River. Eight years after Herbert’s death, her brother Baron Franz Paul also commits suicide in 1811.
Interesting questions about Kant-Herbert’s Correspondence:
1) Does the moral worth of our actions depend on the existence of opposing inclinations?
2) Why doesn’t Kant respond to Herbert’s question regarding suicide directly and instead focuses on another problem, namely whether honesty is morally required? Is it because Kant does not have a convincing account of the wrongness of suicide?
3) By passing on Herbert’s letters to Elizabeth Motherby to serve as a warning, Kant seems to treat Herbert as means to an end. Is Kant not Kantian enough?
4) Did Herbert raise purely philosophical questions that Kant failed to address, or was she also raising psychological issues that Kant could not be expected answer?
5) Was Herbert a Kantian or moral saint as Langton claims? Or, is she in a pathological state in which her sadness blinds all of her other desires and the only desire she has is to shorten her life to put an end to her psychological pain.
6) Is lying ever justifiable? If Herbert had to lie in order to go on being treated as a person, then can we say that her lie is justifiable? Can we think of other cases in which lying is justifiable?
7) Should we expect philosophy to console? Is it a function of philosophy to provide consolation? If so, can we say that Kant’s philosophy fails on that score?
References
1. Mahon, James Edwin. “Kant and Maria Von Herbert: Reticence vs. Deception.” Philosophy 81, no. 317 (2006): 417-44.
2. Langton, Rae. “Duty and Desolation”, Philosophy 67, no. 262 (1992): 481-505. Reprinted as ‘Maria von Herbert’s Challenge to Kant’, in Ethics: the Oxford Reader, in P. Singer (ed.). (Oxford University Press, 1994).
3. Ritter, Bernhard. “Solace or Counsel for Death: Kant and Maria von Herbert” in Corey Dyck (ed.), Women and Philosophy in 18th Century Germany. (Oxford University Press, forthcoming).
4. Zweig, Arnulf (ed.). Correspondence. (Cambridge University Press, 1999).
Footnote
1. For the details of the evidence Bernhard Ritter presents to confirm that this portrait is indeed of Maria von Herbert, please refer to Ritter’s forthcoming article “Solace or Counsel for Death: Kant and Maria von Herbert” in Women and Philosophy in 18th Century Germany edited by Corey Dyck."
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A History of Philosophy | 51 Introducing Immanuel Kant
A History of Philosophy | 51 Introducing Immanuel KantConnect with Wheaton:http://www.wheaton.edu http://www.facebook.com/wheatoncollege.il http://www.twitte...
https://www.youtube.com/watch?v=Wc9Q3TBFMFs
Images:
1. Immanuel Kant 'Ingratitude is the essence of vileness.'
2. Immanuel Kant 'Thoughts without content are empty, intuitions without concepts are blind.'
3. The inscription upon Kant's tomb near the Kant Russian State University
4. Immanuel Kant 'We are not rich by what we possess but by what we can do without.'.
Background from {[https://plato.stanford.edu/entries/kant-moral/]}
"Kant’s Moral Philosophy
First published Mon Feb 23, 2004; substantive revision Thu Jul 7, 2016
Immanuel Kant (1724–1804) argued that the supreme principle of morality is a standard of rationality that he dubbed the “Categorical Imperative” (CI). Kant characterized the CI as an objective, rationally necessary and unconditional principle that we must always follow despite any natural desires or inclinations we may have to the contrary. All specific moral requirements, according to Kant, are justified by this principle, which means that all immoral actions are irrational because they violate the CI. Other philosophers, such as Hobbes, Locke and Aquinas, had also argued that moral requirements are based on standards of rationality. However, these standards were either instrumental principles of rationality for satisfying one’s desires, as in Hobbes, or external rational principles that are discoverable by reason, as in Locke and Aquinas. Kant agreed with many of his predecessors that an analysis of practical reason reveals the requirement that rational agents must conform to instrumental principles. Yet he also argued that conformity to the CI (a non-instrumental principle), and hence to moral requirements themselves, can nevertheless be shown to be essential to rational agency. This argument was based on his striking doctrine that a rational will must be regarded as autonomous, or free, in the sense of being the author of the law that binds it. The fundamental principle of morality — the CI — is none other than the law of an autonomous will. Thus, at the heart of Kant’s moral philosophy is a conception of reason whose reach in practical affairs goes well beyond that of a Humean ‘slave’ to the passions. Moreover, it is the presence of this self-governing reason in each person that Kant thought offered decisive grounds for viewing each as possessed of equal worth and deserving of equal respect.
Kant’s most influential positions in moral philosophy are found in The Groundwork of the Metaphysics of Morals (hereafter, “Groundwork”) but he developed, enriched, and in some cases modified those views in later works such as The Critique of Practical Reason, The Metaphysics of Morals, Anthropology from a Pragmatic Point of View, Religion within the Boundaries of Mere Reason as well as his essays on history and related topics. Kant’s Lectures on Ethics, which were lecture notes taken by three of his students on the courses he gave in moral philosophy, also include relevant material for understanding his views. We will mainly focus on the foundational doctrines of the Groundwork, even though in recent years some scholars have become dissatisfied with this standard approach to Kant’s views and have turned their attention to the later works. We find the standard approach most illuminating, though we will highlight important positions from the later works where needed.
1. Aims and Methods of Moral Philosophy
2. Good Will, Moral Worth and Duty
3. Duty and Respect for Moral Law
4. Categorical and Hypothetical Imperatives
5. The Formula of the Universal Law of Nature
6. The Humanity Formula
7. The Autonomy Formula
8. The Kingdom of Ends Formula
9. The Unity of the Formulas
10. Autonomy
11. Virtue and Vice
12. Normative Ethical Theory
13. Teleology or Deontology?
14. Metaethics
Bibliography
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1. Aims and Methods of Moral Philosophy
The most basic aim of moral philosophy, and so also of the Groundwork, is, in Kant’s view, to “seek out” the foundational principle of a “metaphysics of morals,” which Kant understands as a system of a priori moral principles that apply the CI to human persons in all times and cultures. Kant pursues this project through the first two chapters of the Groundwork. He proceeds by analyzing and elucidating commonsense ideas about morality, including the ideas of a “good will” and “duty”. The point of this first project is to come up with a precise statement of the principle or principles on which all of our ordinary moral judgments are based. The judgments in question are supposed to be those that any normal, sane, adult human being would accept on due rational reflection. Nowadays, however, many would regard Kant as being overly optimistic about the depth and extent of moral agreement. But perhaps he is best thought of as drawing on a moral viewpoint that is very widely shared and which contains some general judgments that are very deeply held. In any case, he does not appear to take himself to be primarily addressing a genuine moral skeptic such as those who often populate the works of moral philosophers, that is, someone who doubts that she has any reason to act morally and whose moral behavior hinges on a rational proof that philosophers might try to give. For instance, when, in the third and final chapter of the Groundwork, Kant takes up his second fundamental aim, to “establish” this foundational moral principle as a demand of each person’s own rational will, his conclusion apparently falls short of answering those who want a proof that we really are bound by moral requirements. He rests this second project on the position that we — or at least creatures with rational wills — possess autonomy. The argument of this second project does often appear to try to reach out to a metaphysical fact about our wills. This has led some readers to the conclusion that he is, after all, trying to justify moral requirements by appealing to a fact — our autonomy — that even a moral skeptic would have to recognize.
Kant’s analysis of the common moral concepts of “duty” and “good will” led him to believe that we are free and autonomous as long as morality, itself, is not an illusion. Yet in the Critique of Pure Reason, Kant also tried to show that every event has a cause. Kant recognized that there seems to be a deep tension between these two claims: If causal determinism is true then, it seems, we cannot have the kind of freedom that morality presupposes, which is “a kind of causality” that “can be active, independently of alien causes determining it” (G 4:446).
Kant thought that the only way to resolve this apparent conflict is to distinguish between phenomena, which is what we know through experience, and noumena, which we can consistently think but not know through experience. Our knowledge and understanding of the empirical world, Kant argued, can only arise within the limits of our perceptual and cognitive powers. We should not assume, however, that we know all that may be true about “things in themselves,” although we lack the “intellectual intuition” that would be needed to learn about such things.
These distinctions, according to Kant, allow us to resolve the “antinomy” about free will by interpreting the “thesis” that free will is possible as about noumena and the “antithesis” that every event has a cause as about phenomena. Morality thus presupposes that agents, in an incomprehensible “intelligible world,” are able to make things happen by their own free choices in a “sensible world” in which causal determinism is true.
Many of Kant’s commentators, who are skeptical about these apparently exorbitant metaphysical claims, have attempted to make sense of his discussions of the intelligible and sensible worlds in less metaphysically demanding ways. On one interpretation (Hudson 1994), one and the same act can be described in wholly physical terms (as an appearance) and also in irreducibly mental terms (as a thing in itself). On this compatibilist picture, all acts are causally determined, but a free act is one that can be described as determined by irreducibly mental causes, and in particular by the causality of reason. A second interpretation holds that the intelligible and sensible worlds are used as metaphors for two ways of conceiving of one and the same world (Korsgaard 1996; Allison 1990; Hill 1989a, 1989b). When we are engaging in scientific or empirical investigations, we often take up a perspective in which we think of things as subject to natural causation, but when we deliberate, act, reason and judge, we often take up a different perspective, in which we think of ourselves and others as agents who are not determined by natural causes. When we take up this latter, practical, standpoint, we need not believe that we or others really are free, in any deep metaphysical sense; we need only operate “under the idea of freedom” (G 4:448). Controversy persists, however, about whether Kant’s conception of freedom requires a “two worlds” or “two perspectives” account of the sensible and intelligible worlds (Guyer 1987, 2009; Langton 2001; Kohl 2016; Wood 1984; Hogan 2009).
Although the two most basic aims Kant saw for moral philosophy are to seek out and establish the supreme principle of morality, they are not, in Kant’s view, its only aims. Moral philosophy, for Kant, is most fundamentally addressed to the first-person, deliberative question, “What ought I to do?”, and an answer to that question requires much more than delivering or justifying the fundamental principle of morality. We also need some account, based on this principle, of the nature and extent of the specific moral duties that apply to us. To this end, Kant employs his findings from the Groundwork in The Metaphysics of Morals, and offers a categorization of our basic moral duties to ourselves and others. In addition, Kant thought that moral philosophy should characterize and explain the demands that morality makes on human psychology and forms of human social interaction. These topics, among others, are addressed in central chapters of the second Critique, the Religion and again in the Metaphysics of Morals, and are perhaps given a sustained treatment in Anthropology from a Pragmatic Point of View. Further, a satisfying answer to the question of what one ought to do would have to take into account any political and religious requirements there are. Each of these requirement turn out to be, indirectly at least, also moral obligations for Kant, and are discussed in the Metaphysics of Morals and in Religion. Finally, moral philosophy should say something about the ultimate end of human endeavor, the Highest Good, and its relationship to the moral life. In the Critique of Practical Reason, Kant argued that this Highest Good for humanity is complete moral virtue together with complete happiness, the former being the condition of our deserving the latter. Unfortunately, Kant noted, virtue does not insure wellbeing and may even conflict with it. Further, he thought that there is no real possibility of moral perfection in this life and indeed few of us fully deserve the happiness we are lucky enough to enjoy. Reason cannot prove or disprove the existence of Divine Providence, on Kant’s view, nor the immortality of the soul, which seem necessary to rectify these things. Nevertheless, Kant argued, an unlimited amount of time to perfect ourselves (immortality) and a commensurate achievement of wellbeing (insured by God) are “postulates” required by reason when employed in moral matters.
Throughout his moral works, Kant returns time and again to the question of the method moral philosophy should employ when pursuing these aims. A basic theme of these discussions is that the fundamental philosophical issues of morality must be addressed a priori, that is, without drawing on observations of human beings and their behavior. Kant’s insistence on an a priori method to seek out and establish fundamental moral principles, however, does not always appear to be matched by his own practice. The Metaphysics of Morals, for instance, is meant to be based on a priori rational principles, but many of the specific duties that Kant describes, along with some of the arguments he gives in support of them, rely on general facts about human beings and our circumstances that are known from experience.
In one sense, it might seem obvious why Kant insists on an a priori method. A “metaphysics of morals” would be, more or less, an account of the nature and structure of moral requirements — in effect, a categorization of duties and values. Such a project would address such questions as, What is a duty? What kinds of duties are there? What is the good? What kinds of goods are there?, and so on. These appear to be metaphysical questions. Any principle used to provide such categorizations appears to be a principle of metaphysics, in a sense, but Kant did not see them as external moral truths that exist independently of rational agents. Moral requirements, instead, are rational principles that tell us what we have overriding reason to do. Metaphysical principles of this sort are always sought out and established by a priori methods.
Perhaps something like this was behind Kant’s thinking. However, the considerations he offers for an a priori method do not all obviously draw on this sort of rationale. The following are three considerations favoring a priori methods that he emphasizes repeatedly.
The first is that, as Kant and others have conceived of it, ethics initially requires an analysis of our moral concepts. We must understand the concepts of a “good will”, “obligation”, “duty” and so on, as well as their logical relationships to one another, before we can determine whether our use of these concepts is justified. Given that the analysis of concepts is an a priori matter, to the degree that ethics consists of such an analysis, ethics is a priori as a well.
Of course, even were we to agree with Kant that ethics should begin with analysis, and that analysis is or should be an entirely a priori undertaking, this would not explain why all of the fundamental questions of moral philosophy must be pursued a priori. Indeed, one of the most important projects of moral philosophy, for Kant, is to show that we, as rational agents, are bound by moral requirements and that fully rational agents would necessarily comply with them. Kant admits that his analytical arguments for the CI are inadequate on their own because the most they can show is that the CI is the supreme principle of morality if there is such a principle. Kant must therefore address the possibility that morality itself is an illusion by showing that the CI really is an unconditional requirement of reason that applies to us. Even though Kant thought that this project of “establishing” the CI must also be carried out a priori, he did not think we could pursue this project simply by analyzing our moral concepts or examining the actual behavior of others. What is needed, instead, is a “synthetic”, but still a priori, kind of argument that starts from ideas of freedom and rational agency and critically examines the nature and limits of these capacities.
This is the second reason Kant held that fundamental issues in ethics must be addressed with an a priori method: The ultimate subject matter of ethics is the nature and content of the principles that necessarily determine a rational will.
Fundamental issues in moral philosophy must also be settled a priori because of the nature of moral requirements themselves, or so Kant thought. This is a third reason he gives for an a priori method, and it appears to have been of great importance to Kant: Moral requirements present themselves as being unconditionally necessary. But an a posteriori method seems ill-suited to discovering and establishing what we must do whether we feel like doing it or not; surely such a method could only tell us what we actually do. So an a posteriori method of seeking out and establishing the principle that generates such requirements will not support the presentation of moral “oughts” as unconditional necessities. Kant argued that empirical observations could only deliver conclusions about, for instance, the relative advantages of moral behavior in various circumstances or how pleasing it might be in our own eyes or the eyes of others. Such findings clearly would not support the unconditional necessity of moral requirements. To appeal to a posteriori considerations would thus result in a tainted conception of moral requirements. It would view them as demands for which compliance is not unconditionally necessary, but rather necessary only if additional considerations show it to be advantageous, optimific or in some other way felicitous. Thus, Kant argued that if moral philosophy is to guard against undermining the unconditional necessity of obligation in its analysis and defense of moral thought, it must be carried out entirely a priori.
2. Good Will, Moral Worth and Duty
Kant’s analysis of commonsense ideas begins with the thought that the only thing good without qualification is a “good will”. While the phrases “he’s good hearted”, “she’s good natured” and “she means well” are common, “the good will” as Kant thinks of it is not the same as any of these ordinary notions. The idea of a good will is closer to the idea of a “good person”, or, more archaically, a “person of good will”. This use of the term “will” early on in analyzing ordinary moral thought prefigures later and more technical discussions concerning the nature of rational agency. Nevertheless, this idea of a good will is an important commonsense touchstone to which Kant returns throughout his works. The basic idea, as Kant describes it in the Groundwork, is that what makes a good person good is his possession of a will that is in a certain way “determined” by, or makes its decisions on the basis of, the moral law. The idea of a good will is supposed to be the idea of one who is committed only to make decisions that she holds to be morally worthy and who takes moral considerations in themselves to be conclusive reasons for guiding her behavior. This sort of disposition or character is something we all highly value, Kant thought. He believes we value it without limitation or qualification. By this, we believe, he means primarily two things.
First, unlike anything else, there is no conceivable circumstance in which we regard our own moral goodness as worth forfeiting simply in order to obtain some desirable object. By contrast, the value of all other desirable qualities, such as courage or cleverness, can be diminished, forgone, or sacrificed under certain circumstances: Courage may be laid aside if it requires injustice, and it is better not to be witty if it requires cruelty. There is no implicit restriction or qualification to the effect that a commitment to give moral considerations decisive weight is worth honoring, but only under such and such circumstances.
Second, possessing and maintaining a steadfast commitment to moral principles is the very condition under which anything else is worth having or pursuing. Intelligence and even pleasure are worth having only on the condition that they do not require giving up one’s fundamental moral convictions. The value of a good will thus cannot be that it secures certain valuable ends, whether of our own or of others, since their value is entirely conditional on our possessing and maintaining a good will. Indeed, since a good will is good under any condition, its goodness must not depend on any particular conditions obtaining. Thus, Kant points out that a good will must then also be good in itself and not in virtue of its relationship to other things such as the agent’s own happiness, overall welfare or any other effects it may or may not produce A good will would still “shine like a jewel” even if it were “completely powerless to carry out its aims” (G 4:394).
In Kant’s terms, a good will is a will whose decisions are wholly determined by moral demands or, as he often refers to this, by the Moral Law. Human beings inevitably feel this Law as a constraint on their natural desires, which is why such Laws, as applied to human beings, are imperatives and duties. A human will in which the Moral Law is decisive is motivated by the thought of duty. A holy or divine will, if it exists, though good, would not be good because it is motivated by thoughts of duty because such a will does not have natural inclinations and so necessarily fulfills moral requirements without feeling constrained to do so. It is the presence of desires that could operate independently of moral demands that makes goodness in human beings a constraint, an essential element of the idea of “duty.” So in analyzing unqualified goodness as it occurs in imperfectly rational creatures such as ourselves, we are investigating the idea of being motivated by the thought that we are constrained to act in certain ways that we might not want to simply from the thought that we are morally required to do so.
Kant confirms this by comparing motivation by duty with other sorts of motives, in particular, with motives of self-interest, self-preservation, sympathy and happiness. He argues that a dutiful action from any of these motives, however praiseworthy it may be, does not express a good will. Assuming an action has moral worth only if it expresses a good will, such actions have no genuine “moral worth.” The conformity of one’s action to duty in such cases is only related by accident to morality. For instance, if one is motivated by happiness alone, then had conditions not conspired to align one’s duty with one’s own happiness one would not have done one’s duty. By contrast, were one to supplant any of these motivations with the motive of duty, the morality of the action would then express one’s determination to act dutifully out of respect for the moral law itself. Only then would the action have moral worth.
Kant’s views in this regard have understandably been the subject of much controversy. Many object that we do not think better of actions done for the sake of duty than actions performed out of emotional concern or sympathy for others, especially those things we do for friends and family. Worse, moral worth appears to require not only that one’s actions be motivated by duty, but also that no other motives, even love or friendship, cooperate. Yet Kant’s defenders have argued that his point is not that we do not admire or praise motivating concerns other than duty, only that from the point of view of someone deliberating about what to do, these concerns are not decisive in the way that considerations of moral duty are. What is crucial in actions that express a good will is that in conforming to duty a perfectly virtuous person always would, and so ideally we should, recognize and be moved by the thought that our conformity is morally obligatory. The motivational structure of the agent should be arranged so that she always treats considerations of duty as sufficient reasons for conforming to those requirements. In other words, we should have a firm commitment not to perform an action if it is morally forbidden and to perform an action if it is morally required. Having a good will, in this sense, is compatible with having feelings and emotions of various kinds, and even with aiming to cultivate some of them in order to counteract desires and inclinations that tempt us to immorality. Controversy persists, however, about whether Kant’s claims about the motive of duty go beyond this basic point (Timmermann 2007; Herman 1993; Wood 1998; Baron 1995).
Suppose for the sake of argument we agree with Kant. We now need to know what distinguishes the principle that lays down our duties from these other motivating principles, and so makes motivation by it the source of unqualified value.
3. Duty and Respect for Moral Law
According to Kant, what is singular about motivation by duty is that it consists of bare respect for the moral law. What naturally comes to mind is this: Duties are rules or laws of some sort combined with some sort of felt constraint or incentive on our choices, whether from external coercion by others or from our own powers of reason. For instance, the bylaws of a club lay down duties for its officers and enforce them with sanctions. City and state laws establish the duties of citizens and enforce them with coercive legal power. Thus, if we do something because it is our “civic” duty, or our duty “as a boy scout” or “a good American,” our motivation is respect for the code that makes it our duty. Thinking we are duty bound is simply respecting, as such, certain laws pertaining to us.
However intuitive, this cannot be all of Kant’s meaning. For one thing, as with the Jim Crow laws of the old South and the Nuremberg laws of Nazi Germany, the laws to which these types of “actions from duty” conform may be morally despicable. Respect for such laws could hardly be thought valuable. For another, our motive in conforming our actions to civic and other laws is rarely unconditional respect. We also have an eye toward doing our part in maintaining civil or social order, toward punishments or loss of standing and reputation in violating such laws, and other outcomes of lawful behavior. Indeed, we respect these laws to the degree, but only to the degree, that they do not violate values, laws or principles we hold more dear. Yet Kant thinks that, in acting from duty, we are not at all motivated by a prospective outcome or some other extrinsic feature of our conduct except insofar as these are requirements of duty itself. We are motivated by the mere conformity of our will to law as such.
To act out of respect for the moral law, in Kant’s view, is to be moved to act by a recognition that the moral law is a supremely authoritative standard that binds us and to experience a kind of feeling, which is akin to awe and fear, when we acknowledge the moral law as the source of moral requirements. Human persons inevitably have respect for the moral law even though we are not always moved by it and even though we do not always comply with the moral standards that we nonetheless recognize as authoritative.
Kant’s account of the content of moral requirements and the nature of moral reasoning is based on his analysis of the unique force moral considerations have as reasons to act. The force of moral requirements as reasons is that we cannot ignore them no matter how circumstances might conspire against any other consideration. Basic moral requirements retain their reason-giving force under any circumstance, they have universal validity. So, whatever else may be said of basic moral requirements, their content is universal. Only a universal law could be the content of a requirement that has the reason-giving force of morality. This brings Kant to a preliminary formulation of the CI: “I ought never to act except in such a way that I could also will that my maxim should become a universal law” (G 4:402). This is the principle which motivates a good will, and which Kant holds to be the fundamental principle of all of morality.
4. Categorical and Hypothetical Imperatives
Kant holds that the fundamental principle of our moral duties is a categorical imperative. It is an imperative because it is a command addressed to agents who could follow it but might not (e.g. , “Leave the gun. Take the cannoli.”). It is categorical in virtue of applying to us unconditionally, or simply because we possesses rational wills, without reference to any ends that we might or might not have. It does not, in other words, apply to us on the condition that we have antecedently adopted some goal for ourselves.
There are “oughts” other than our moral duties, according to Kant, but these oughts are distinguished from the moral ought in being based on a quite different kind of principle, one that is the source of hypothetical imperatives. A hypothetical imperative is a command that also applies to us in virtue of our having a rational will, but not simply in virtue of this. It requires us to exercise our wills in a certain way given we have antecedently willed an end. A hypothetical imperative is thus a command in a conditional form. But not any command in this form counts as a hypothetical imperative in Kant’s sense. For instance, “if you’re happy and you know it, clap your hands!” is a conditional command. But the antecedent conditions under which the command “clap your hands” applies to you do not posit any end that you will, but consist rather of emotional and cognitive states you may or may not be in. Further, “if you want pastrami, try the corner deli” is also a command in conditional form, but strictly speaking it too fails to be a hypothetical imperative in Kant’s sense since this command does not apply to us in virtue of our willing some end, but only in virtue of our desiring or wanting an end. For Kant, willing an end involves more than desiring; it requires actively choosing or committing to the end rather than merely finding oneself with a passive desire for it. Further, there is nothing irrational in failing to will means to what one desires. An imperative that applied to us in virtue of our desiring some end would thus not be a hypothetical imperative of practical rationality in Kant’s sense.
The condition under which a hypothetical imperative applies to us, then, is that we will some end. Now, for the most part, the ends we will we might not have willed, and some ends that we do not will we might nevertheless have willed. But there is at least conceptual room for the idea of a natural or inclination-based end that we must will. The distinction between ends that we might or might not will and those, if any, we necessarily will as the kinds of natural beings we are, is the basis for his distinction between two kinds of hypothetical imperatives. Kant names these “problematic” and “assertoric”, based on how the end is willed. If the end is one that we might or might not will — that is, it is a merely possible end — the imperative is problematic. For instance, “Don’t ever take side with anyone against the Family.” is a problematic imperative, even if the end posited here is (apparently) one’s own continued existence. Almost all non-moral, rational imperatives are problematic, since there are virtually no ends that we necessarily will as human beings.
As it turns out, the only (non-moral) end that we will, as a matter of natural necessity, is our own happiness. Any imperative that applied to us because we will our own happiness would thus be an assertoric imperative. Rationality, Kant thinks, can issue no imperative if the end is indeterminate, and happiness is an indeterminate end. Although we can say for the most part that if one is to be happy, one should save for the future, take care of one’s health and nourish one’s relationships, these fail to be genuine commands in the strictest sense and so are instead mere “counsels.” Some people are happy without these, and whether you could be happy without them is, although doubtful, an open question.
Since Kant presents moral and prudential rational requirements as first and foremost demands on our wills rather than on external acts, moral and prudential evaluation is first and foremost an evaluation of the will our actions express. Thus, it is not an error of rationality to fail to take the necessary means to one’s (willed) ends, nor to fail to want to take the means; one only falls foul of non-moral practical reason if one fails to will the means. Likewise, while actions, feelings or desires may be the focus of other moral views, for Kant practical irrationality, both moral and prudential, focuses mainly on our willing.
One recent interpretive dispute (Hill 1973; Schroeder 2009; Rippon 2014) has been about whether hypothetical imperatives, in Kant’s view, have a “wide” or “narrow” scope. That is, do such imperatives tell us to take the necessary means to our ends or give up our ends (wide scope) or do they simply tell us that, if we have an end, then take the necessary means to it.
Kant describes the will as operating on the basis of subjective volitional principles he calls “maxims”. Hence, morality and other rational requirements are, for the most part, demands that apply to the maxims that we act on. . The form of a maxim is “I will A in C in order to realize or produce E” where “A” is some act type, “C” is some type of circumstance, and “E” is some type of end to be realized or achieved by A in C. Since this is a principle stating only what some agent wills, it is subjective. (A principle that governs any rational will is an objective principle of volition, which Kant refers to as a practical law). For anything to count as human willing, it must be based on a maxim to pursue some end through some means. Hence, in employing a maxim, any human willing already embodies the form of means-end reasoning that calls for evaluation in terms of hypothetical imperatives. To that extent at least, then, anything dignified as human willing is subject to rational requirements.
5. The Formula of the Universal Law of Nature
Kant’s first formulation of the CI states that you are to “act only in accordance with that maxim through which you can at the same time will that it become a universal law” (G 4:421). O’Neill (1975, 1989) and Rawls (1980, 1989), among others, take this formulation in effect to summarize a decision procedure for moral reasoning, and we will follow their basic outline: First, formulate a maxim that enshrines your reason for acting as you propose. Second, recast that maxim as a universal law of nature governing all rational agents, and so as holding that all must, by natural law, act as you yourself propose to act in these circumstances. Third, consider whether your maxim is even conceivable in a world governed by this law of nature. If it is, then, fourth, ask yourself whether you would, or could, rationally will to act on your maxim in such a world. If you could, then your action is morally permissible.
If your maxim fails the third step, you have a “perfect” duty admitting “of no exception in favor of inclination” to refrain from acting on that maxim (G 4:421). If your maxim fails the fourth step, you have an “imperfect” duty requiring you to pursue a policy that can admit of such exceptions. If your maxim passes all four steps, only then is acting on it morally permissible. Following Hill (1971), we can understand the difference in duties as formal: Perfect duties come in the form “One must never (or always) φ to the fullest extent possible in C”, while imperfect duties, since they require us to adopt an end, at least require that “One must sometimes and to some extent φ in C.” So, for instance, Kant held that the maxim of committing suicide to avoid future unhappiness did not pass the third step, the contradiction in conception test. Hence, one is forbidden to act on the maxim of committing suicide to avoid unhappiness. By contrast, the maxim of refusing to assist others in pursuit of their projects passes the contradiction in conception test, but fails the contradiction in the will test at the fourth step. Hence, we have a duty to sometimes and to some extent aid and assist others.
Kant held that ordinary moral thought recognized moral duties toward ourselves as well as toward others. Hence, together with the distinction between perfect and imperfect duties, Kant recognized four categories of duties: perfect duties toward ourselves, perfect duties toward others, imperfect duties toward ourselves and imperfect duties toward others. Kant uses four examples in the Groundwork, one of each kind of duty, to demonstrate that every kind of duty can be derived from the CI, and hence to bolster his case that the CI is indeed the fundamental principle of morality. To refrain from suicide is a perfect duty toward oneself; to refrain from making promises you have no intention of keeping is a perfect duty toward others; to develop one’s talents is an imperfect duty toward oneself; and to contribute to the happiness of others is an imperfect duty toward others. Again, Kant’s interpreters differ over exactly how to reconstruct the derivation of these duties. We will briefly sketch one way of doing so for the perfect duty to others to refrain from lying promises and the imperfect duty to ourselves to develop talents.
Kant’s example of a perfect duty to others concerns a promise you might consider making but have no intention of keeping in order to get needed money. Naturally, being rational requires not contradicting oneself, but there is no self-contradiction in the maxim “I will make lying promises when it achieves something I want.” An immoral action clearly does not involve a self-contradiction in this sense (as would the maxim of finding a married bachelor). Kant’s position is that it is irrational to perform an action if that action’s maxim contradicts itself once made into a universal law of nature. The maxim of lying whenever it gets you what you want generates a contradiction once you try to combine it with the universalized version that all rational agents must, by a law of nature, lie when doing so gets them what they want.
Here is one way of seeing how this might work: If I conceive of a world in which everyone by nature must try to deceive people any time this will get them what they want, I am conceiving of a world in which no practice of giving one’s word could ever arise and, because this is a law of nature, we can assume that it is widely known that no such practice could exist. So I am conceiving of a world in which everyone knows that no practice of giving one’s word exists. My maxim, however, is to make a deceptive promise in order to get needed money. And it is a necessary means of doing this that a practice of taking the word of others exists, so that someone might take my word and I take advantage of their doing so. Thus, in trying to conceive of my maxim in a world in which no one ever takes anyone’s word in such circumstances, and knows this about one another, I am trying to conceive of this: A world in which no practice of giving one’s word exists, but also, at the very same time, a world in which just such a practice does exist, for me to make use of in my maxim. It is a world containing my promise and a world in which there can be no promises. Hence, it is inconceivable that I could sincerely act on my maxim in a world in which my maxim is a universal law of nature. Since it is inconceivable that these two things could exist together, I am forbidden ever to act on the maxim of lying to get money.
By contrast with the maxim of the lying promise, we can easily conceive of adopting a maxim of refusing to develop any of our talents in a world in which that maxim is a universal law of nature. It would undoubtedly be a world more primitive than our own, but pursuing such a policy is still conceivable in it. However, it is not, Kant argues, possible to rationally will this maxim in such a world. The argument for why this is so, however, is not obvious, and some of Kant’s thinking seems hardly convincing: Insofar as we are rational, he says, we already necessarily will that all of our talents and abilities be developed. Hence, although I can conceive of a talentless world, I cannot rationally will that it come about, given that I already will, insofar as I am rational, that I develop all of my own. Yet, given limitations on our time, energy and interest, it is difficult to see how full rationality requires us to aim to fully develop literally all of our talents. Indeed, it seems to require much less, a judicious picking and choosing among one’s abilities. Further, all that is required to show that I cannot will a talentless world is that, insofar as I am rational, I necessarily will that some talents in me be developed, not the dubious claim that I rationally will that they all be developed. Moreover, suppose rationality did require me to aim at developing all of my talents. Then, there seems to be no need to go further in the CI procedure to show that refusing to develop talents is immoral. Given that, insofar as we are rational, we must will to develop capacities, it is by this very fact irrational not to do so.
However, mere failure to conform to something we rationally will is not yet immorality. Failure to conform to instrumental principles, for instance, is irrational but not always immoral. In order to show that this maxim is categorically forbidden, one strategy is to make use of several other of Kant’s claims or assumptions.
First, we must accept Kant’s claim that, by “natural necessity,” we will our own happiness as an end (G 4:415). This is a claim he uses not only to distinguish assertoric from problematic imperatives, but also to argue for the imperfect duty of helping others (G 4:423) He also appears to rely on this claim in each of his examples. Each maxim he is testing appears to have happiness as its aim. One explanation for this is that, since each person necessarily wills her own happiness, maxims in pursuit of this goal will be the typical object of moral evaluation. This, at any rate, is clear in the talents example itself: The forbidden maxim adopted by the ne’er-do-well is supposed to be “devoting his life solely to…enjoyment” (G 4:423) rather than to developing his talents.
Second, we must assume, as also seems reasonable, that a necessary means to achieving (normal) human happiness is not only that we ourselves develop some talent, but also that others develop some capacities of theirs at some time. For instance, I cannot engage in the normal pursuits that make up my own happiness, such as playing piano, writing philosophy or eating delicious meals, unless I have developed some talents myself, and, moreover, someone else has made pianos and written music, taught me writing, harvested foods and developed traditions of their preparation.
Finally, Kant’s examples come on the heels of defending the position that rationality requires conformity to hypothetical imperatives. Thus, we should assume that, necessarily, rational agents will the necessary and available means to any ends that they will. And once we add this to the assumptions that we must will our own happiness as an end, and that developed talents are necessary means to achieving that end, it follows that we cannot rationally will that a world come about in which it is a law that no one ever develops any of their natural talents. We cannot do so, because our own happiness is the very end contained in the maxim of giving ourselves over to pleasure rather than self-development. Since we will the necessary and available means to our ends, we are rationally committed to willing that everyone sometime develop his or her talents. So since we cannot will as a universal law of nature that no one ever develop any talents — given that it is inconsistent with what we now see that we rationally will — we are forbidden from adopting the maxim of refusing to develop any of our own.
6. The Humanity Formula
Most philosophers who find Kant’s views attractive find them so because of the Humanity Formulation of the CI. This formulation states that we should never act in such a way that we treat humanity, whether in ourselves or in others, as a means only but always as an end in itself. This is often seen as introducing the idea of “respect” for persons, for whatever it is that is essential to our humanity. Kant was clearly right that this and the other formulations bring the CI “closer to intuition” than the Universal Law formula. Intuitively, there seems something wrong with treating human beings as mere instruments with no value beyond this. But this very intuitiveness can also invite misunderstandings.
First, the Humanity Formula does not rule out using people as means to our ends. Clearly this would be an absurd demand, since we apparently do this all the time in morally appropriate ways. Indeed, it is hard to imagine any life that is recognizably human without the use of others in pursuit of our goals. The food we eat, the clothes we wear, the chairs we sit on and the computers we type at are gotten only by way of talents and abilities that have been developed through the exercise of the wills of many people. What the Humanity Formula rules out is engaging in this pervasive use of humanity in such a way that we treat it as a mere means to our ends. Thus, the difference between a horse and a taxi driver is not that we may use one but not the other as a means of transportation. Unlike a horse, the taxi driver’s humanity must at the same time be treated as an end in itself.
Second, it is not human beings per se but the “humanity” in human beings that we must treat as an end in itself. Our “humanity” is that collection of features that make us distinctively human, and these include capacities to engage in self-directed rational behavior and to adopt and pursue our own ends, and any other rational capacities necessarily connected with these. Thus, supposing that the taxi driver has freely exercised his rational capacities in pursuing his line of work, we make permissible use of these capacities as a means only if we behave in a way that he could, when exercising his rational capacities, consent to — for instance, by paying an agreed on price.
Third, the idea of an end has three senses for Kant, two positive senses and a negative sense. An end in the first positive sense is a thing we will to produce or bring about in the world. For instance, if losing weight is my end, then losing weight is something I aim to bring about. An end in this sense guides my actions in that once I will to produce something, I then deliberate about and aim to pursue means of producing it if I am rational. Humanity is not an “end” in this sense, though even in this case, the end “lays down a law” for me. Once I have adopted an end in this sense, it dictates that I do something: I should act in ways that will bring about the end or instead choose to abandon my goal.
An end in the negative sense lays down a law for me as well, and so guides action, but in a different way. Korsgaard (1996) offers self-preservation as an example of an end in a negative sense: We do not try to produce our self-preservation. Rather, the end of self-preservation prevents us from engaging in certain kinds of activities, for instance, picking fights with mobsters, and so on. That is, as an end, it is something I do not act against in pursuing my positive ends, rather than something I produce.
Humanity is in the first instance an end in this negative sense: It is something that limits what I may do in pursuit of my other ends, similar to the way that my end of self-preservation limits what I may do in pursuit of other ends. Insofar as it limits my actions, it is a source of perfect duties. Now many of our ends are subjective in that they are not ends that every rational being must have. Humanity is an objective end, because it is an end that every rational being must have. Hence, my own humanity as well as the humanity of others limit what I am morally permitted to do when I pursue my other, non-mandatory, ends.
The humanity in myself and others is also a positive end, though not in the first positive sense above, as something to be produced by my actions. Rather, it is something to realize, cultivate or further by my actions. Becoming a philosopher, pianist or novelist might be my end in this sense. When my end is becoming a pianist, my actions do not, or at least not simply, produce something, being a pianist, but constitute or realize the activity of being a pianist. Insofar as the humanity in ourselves must be treated as an end in itself in this second positive sense, it must be cultivated, developed or fully actualized. Hence, the humanity in oneself is the source of a duty to develop one’s talents or to “perfect” one’s humanity. When one makes one’s own humanity one’s end, one pursues its development, much as when one makes becoming a pianist one’s end, one pursues the development of piano playing. And insofar as humanity is a positive end in others, I must attempt to further their ends as well. In so doing, I further the humanity in others, by helping further the projects and ends that they have willingly adopted for themselves. It is this sense of humanity as an end-in-itself on which some of Kant’s arguments for imperfect duties rely.
Finally, Kant’s Humanity Formula requires “respect” for the humanity in persons. Proper regard for something with absolute value or worth requires respect for it. But this can invite misunderstandings. One way in which we respect persons, termed “appraisal respect” by Stephen Darwall (1977), is clearly not the same as the kind of respect required by the Humanity Formula: I may respect you as a rebounder but not a scorer, or as a researcher but not as a teacher. When I respect you in this way, I am positively appraising you in light of some achievement or virtue you possess relative to some standard of success. If this were the sort of respect Kant is counseling then clearly it may vary from person to person and is surely not what treating something as an end-in-itself requires. For instance, it does not seem to prevent me from regarding rationality as an achievement and respecting one person as a rational agent in this sense, but not another. And Kant is not telling us to ignore differences, to pretend that we are blind to them on mindless egalitarian grounds. However, a distinct way in which we respect persons, referred to as “recognition respect” by Darwall, better captures Kant’s position: I may respect you because you are a student, a Dean, a doctor or a mother. In such cases of respecting you because of who or what you are, I am giving the proper regard to a certain fact about you, your being a Dean for instance. This sort of respect, unlike appraisal respect, is not a matter of degree based on your having measured up to some standard of assessment. Respect for the humanity in persons is more like Darwall’s recognition respect. We are to respect human beings simply because they are persons and this requires a certain sort of regard. We are not called on to respect them insofar as they have met some standard of evaluation appropriate to persons. And, crucially for Kant, persons cannot lose their humanity by their misdeeds – even the most vicious persons, Kant thought, deserve basic respect as persons with humanity.
7. The Autonomy Formula
The third formulation of the CI is “the Idea of the will of every rational being as a will that legislates universal law.” (G 4:432). Although Kant does not state this as an imperative, as he does in the other formulations, it is easy enough to put it in that form: Act so that through your maxims you could be a legislator of universal laws. This sounds very similar to the first formulation. However, in this case we focus on our status as universal law givers rather than universal law followers. This is of course the source of the very dignity of humanity Kant speaks of in the second formulation. A rational will that is merely bound by universal laws could act accordingly from natural and non-moral motives, such as self-interest. But in order to be a legislator of universal laws, such contingent motives, motives that rational agents such as ourselves may or may not have, must be set aside. Hence, we are required, according to this formulation, to conform our behavior to principles that express this autonomy of the rational will — its status as a source of the very universal laws that obligate it. As with the Humanity Formula, this new formulation of the CI does not change the outcome, since each is supposed to formulate the very same moral law, and in some sense “unite” the other formulations within it. Kant takes each formulation that succeeds the first in its own way as bringing the moral law “closer to feeling”. The Autonomy Formula presumably does this by putting on display the source of our dignity and worth, our status as free rational agents who are the source of the authority behind the very moral laws that bind us.
8. The Kingdom of Ends Formula
This formulation has gained favor among Kantians in recent years (see Rawls, 1971; Hill, 1972). Many see it as introducing more of a social dimension to Kantian morality. Kant states that the above concept of every rational will as a will that must regard itself as enacting laws binding all rational wills is closely connected to another concept, that of a “systematic union of different rational beings under common laws”, or a “Kingdom of Ends” (G 4:433). The formulation of the CI states that we must “act in accordance with the maxims of a member giving universal laws for a merely possible kingdom of ends” (G 4:439). It combines the others in that (i) it requires that we conform our actions to the laws of an ideal moral legislature, (ii) that this legislature lays down universal laws, binding all rational wills including our own, and (iii) that those laws are of “a merely possible kingdom” each of whose members equally possesses this status as legislator of universal laws, and hence must be treated always as an end in itself. The intuitive idea behind this formulation is that our fundamental moral obligation is to act only on principles which could earn acceptance by a community of fully rational agents each of whom have an equal share in legislating these principles for their community.
9. The Unity of the Formulas
Kant claimed that all of these CI formulas were equivalent. Unfortunately, he does not say in what sense. What he says is that these “are basically only so many formulations of precisely the same law, each one of them by itself uniting the other two within it,” and that the differences between them are “more subjectively than objectively practical” in the sense that each aims “to bring an Idea of reason closer to intuition (by means of a certain analogy) and thus nearer to feeling” (G 4:435). He also says that one formula “follows from” another (G 4:431), and that the concept foundational to one formula “leads to a closely connected” concept at the basis of another formula (G 4:433). Thus, his claim that the formulations are equivalent could be interpreted in a number of ways.
Kant’s statement that each formula “unites the other two within it” initially suggests that the formulas are equivalent in meaning, or at least one could analytically derive one formula from another. Some of Kant’s commentators, for example, have argued along the following lines: That I should always treat humanity as an end in itself entails that I should act only on maxims that are consistent with themselves as universal laws of nature (O’Neill 1975, 1990; Engstrom 2009; Sensen 2011). There are remaining doubts some commentators have, however, about whether this strategy can capture the full meaning of the Humanity Formula or explain all of the duties that Kant claims to derive from it (Wood 1999, 2007; Cureton 2013).
Perhaps, then, if the formulas are not equivalent in meaning, they are nevertheless logically interderivable and hence equivalent in this sense. The universal law formula is not itself derived, as some of Kant’s interpreters have suggested, from the principle of non-contradiction. That would have the consequence that the CI is a logical truth, and Kant insists that it is not or at least that it is not analytic. Since the CI formulas are not logical truths, then, it is possible that they could be logically interderivable. However, despite his claim that each contains the others within it, what we find in the Groundwork seems best interpreted as a derivation of each successive formula from the immediately preceding formula. There are, nonetheless, a few places in which it seems that Kant is trying to work in the opposite direction. One is found in his discussion of the Humanity Formula. There Kant says that only something “whose existence in itself had an absolute worth” could be the ground of a categorically binding law (G 4:428). He then boldly proclaims that humanity is this absolutely valuable thing, referring to this as a “postulate” that he will argue for in the final chapter of the Groundwork (G 4:429n). One might take this as expressing Kant’s intention to derive thereby the universal law formula from the Humanity Formula: If something is absolutely valuable, then we must act only on maxims that can be universal laws. But (he postulates) humanity is absolutely valuable. Thus, we must act only on maxims that can be universal laws. This (we think) anomolous discussion may well get at some deep sense in which Kant thought the formulations were equivalent. Nonetheless, this derivation of the universal law formulation from the Humanity Formulation seems to require a substantive, synthetic claim, namely, that humanity is indeed absolutely valuable. And if it does require this, then, contrary to Kant’s own insistence, the argument of Groundwork II does not appear to be merely an analytic argument meant simply to establish the content of the moral law.
The most straightforward interpretation of the claim that the formulas are equivalent is as the claim that following or applying each formula would generate all and only the same duties (Allison 2011). This seems to be supported by the fact that Kant used the same examples through the Law of Nature Formula and the Humanity Formula. Thus, the Universal Law Formulation generates a duty to φ if and only if the Humanity Formula generates a duty to φ, (and so on for the other formulations). In other words, respect for humanity as an end in itself could never lead you to act on maxims that would generate a contradiction when universalized, and vice versa. This way of understanding Kant’s claim also fits with his statement that there is no “objective practical difference” between the formulations although there are “subjective” differences. The subjective differences between formulas are presumably differences that appeal in different ways to various conceptions of what morality demands of us. But this difference in meaning is compatible with there being no practical difference, in the sense that conformity to one formulation cannot lead one to violate another formulation.
10. Autonomy
At the heart of Kant’s moral theory is the idea of autonomy. Most readers interpret Kant as holding that autonomy is a property of rational wills or agents. Understanding the idea of autonomy was, in Kant’s view, key to understanding and justifying the authority that moral requirements have over us. As with Rousseau, whose views influenced Kant, freedom does not consist in being bound by no law, but by laws that are in some sense of one’s own making. The idea of freedom as autonomy thus goes beyond the merely “negative” sense of being free from causes on our conduct originating outside of ourselves. It contains first and foremost the idea of laws made and laid down by oneself, and, in virtue of this, laws that have decisive authority over oneself.
Kant’s basic idea can be grasped intuitively by analogy with the idea of political freedom as autonomy (See Reath 1994). Consider how political freedom in liberal theories is thought to be related to legitimate political authority: A state is free when its citizens are bound only by laws in some sense of their own making — created and put into effect, say, by vote or by elected representatives. The laws of that state then express the will of the citizens who are bound by them. The idea, then, is that the source of legitimate political authority is not external to its citizens, but internal to them, internal to “the will of the people.” It is because the body politic created and enacted these laws for itself that it can be bound by them. An autonomous state is thus one in which the authority of its laws is in the will of the people in that state, rather than in the will of a people external to that state, as when one state imposes laws on another during occupation or colonization. In the latter case, the laws have no legitimate authority over those citizens. In a similar fashion, we may think of a person as free when bound only by her own will and not by the will of another. Her actions then express her own will and not the will of someone or something else. The authority of the principles binding her will is then also not external to her will. It comes from the fact that she willed them. So autonomy, when applied to an individual, ensures that the source of the authority of the principles that bind her is in her own will. Kant’s view can be seen as the view that the moral law is just such a principle. Hence, the “moral legitimacy” of the CI is grounded in its being an expression of each person’s own rational will. It is because each person’s own reason is the legislator and executor of the moral law that it is authoritative for her. (For a contrasting interpretation of autonomy that emphasizes the intrinsic value of freedom of choice and the instrumental role of reason in preserving that value, see Guyer 2007).
Kant argues that the idea of an autonomous will emerges from a consideration of the idea of a will that is free “in a negative sense.” The concept of a rational will is of a will that operates by responding to what it takes to be reasons. This is, firstly, the concept of a will that does not operate through the influence of factors outside of this responsiveness to apparent reasons. For a will to be free is thus for it to be physically and psychologically unforced in its operation. Hence, behaviors that are performed because of obsessions or thought disorders are not free in this negative sense. But also, for Kant, a will that operates by being determined through the operation of natural laws, such as those of biology or psychology, cannot be thought of as operating by responding to reasons. Hence, determination by natural laws is conceptually incompatible with being free in a negative sense.
A crucial move in Kant’s argument is his claim that a rational will cannot act except “under the Idea” of its own freedom (G 4:448). The expression “acting under the Idea of freedom” is easy to misunderstand. It does not mean that a rational will must believe it is free, since determinists are as free as libertarians in Kant’s view. Indeed, Kant goes out of his way in his most famous work, the Critique of Pure Reason, to argue that we have no rational basis for believing our wills to be free. This would involve, he argues, attributing a property to our wills that they would have to have as ‘things in themselves’ apart from the causally determined world of appearances. Of such things, he insists, we can have no knowledge. For much the same reason, Kant is not claiming that a rational will cannot operate without feeling free. Feelings, even the feeling of operating freely or the “looseness” Hume refers to when we act, cannot be used in an a priori argument to establish the CI, since they are empirical data.
One helpful way to understand acting “under the Idea of freedom” is by analogy with acting “under the Idea” that there are purposes in nature: Although there is, according to Kant, no rational basis for the belief that the natural world is (or is not) arranged according to some purpose by a Designer, the actual practices of science often require looking for the purpose of this or that chemical, organ, creature, environment, and so on. Thus, one engages in these natural sciences by searching for purposes in nature. Yet when an evolutionary biologist, for instance, looks for the purpose of some organ in some creature, she does not after all thereby believe that the creature was designed that way, for instance, by a Deity. Nor is she having some feeling of “designedness” in the creature. To say that she “acts under the Idea of” design is to say something about the practice of biology: Practicing biology involves searching for the purposes of the parts of living organisms. In much the same way, although there is no rational justification for the belief that our wills are (or are not) free, the actual practice of practical deliberation and decision consists of a search for the right casual chain of which to be the origin — consists, that is, seeking to be the first causes of things, wholly and completely through the exercise of one’s own will.
Kant says that a will that cannot exercise itself except under the Idea of its freedom is free from a practical point of view (im practischer Absicht). In saying such wills are free from a practical point of view, he is saying that in engaging in practical endeavors — trying to decide what to do, what to hold oneself and others responsible for, and so on — one is justified in holding oneself to all of the principles to which one would be justified in holding wills that are autonomous free wills. Thus, once we have established the set of prescriptions, rules, laws and directives that would bind an autonomous free will, we then hold ourselves to this very same of set prescriptions, rules, laws and directives. And one is justified in this because rational agency can only operate by seeking to be the first cause of its actions, and these are the prescriptions, and so on, of being a first cause of action. Therefore, rational agents are free in a negative sense insofar as any practical matter is at issue.
Crucially, rational wills that are negatively free must be autonomous, or so Kant argues. This is because the will is a kind of cause—willing causes action. Kant took from Hume the idea that causation implies universal regularities: if x causes y, then there is some universally valid law connecting Xs to Ys. So, if my will is the cause of my φing, then Φing is connected to the sort of willing I engage in by some universal law. But it can’t be a natural law, such as a psychological, physical, chemical or biological law. These laws, which Kant thought were universal too, govern the movements of my body, the workings of my brain and nervous system and the operation of my environment and its effects on me as a material being. But they cannot be the laws governing the operation of my will; that, Kant already argued, is inconsistent with the freedom of my will in a negative sense. So, the will operates according to a universal law, though not one authored by nature, but one of which I am the origin or author. And that is to say that, in viewing my willing to φ as a negatively free cause of my φing, I must view my will as the autonomous cause of my having φed, as causing my having φed by way of some law that I, insofar as I am a rational will, laid down for my will.
Thus, Kant argues, a rational will, insofar as it is rational, is a will conforming itself to those laws valid for any rational will. Addressed to imperfectly rational wills, such as our own, this becomes an imperative: “Conform your action to a universal non-natural law.” Kant assumed that there was some connection between this formal requirement and the formulation of the CI which enjoins us to “Act as though the maxim of your action were to become by your will a universal law of nature.” But, as commentators have long noticed (see, e.g. , Hill, 1989a, 1989b), it is not clear what the link is between the claim that rational autonomous wills conform themselves to whatever universally valid laws require, and the more substantial and controversial claim that you should evaluate your maxims in the ways implied by the universal law of nature formulation.
Kant appeared not to recognize the gap between the law of an autonomous rational will and the CI, but he was apparently unsatisfied with the argument establishing the CI in Groundwork III for another reason, namely, the fact that it does not prove that we really are free. In the Critique of Practical Reason, he states that it is simply a “fact of reason” (Factum der Vernunft) that our wills are bound by the CI, and he uses this to argue that our wills are autonomous. Hence, while in the Groundwork Kant relies on a dubious argument for our autonomy to establish that we are bound by the moral law, in the second Critique, he argues from the bold assertion of our being bound by the moral law to our autonomy.
The apparent failure of Kant’s argument to establish the autonomy of the will, and hence the authority of moral demands over us, has not deterred his followers from trying to make good on this project. One strategy favored recently has been to turn back to the arguments of Groundwork II for help. Kant himself repeatedly claimed that these arguments are merely analytic but that they do not establish that there is anything that answers to the concepts he analyzes. The conclusions are thus fully compatible with morality being, as he puts it, a “mere phantom of the brain” (G 4:445). Kant clearly takes himself to have established that rational agents such as ourselves must take the means to our ends, since this is analytic of rational agency. But there is a chasm between this analytic claim and the supposed synthetic conclusion that rational agency also requires conforming to a further, non-desire based, principle of practical reason such as the CI. Nevertheless, some see arguments in Groundwork II that establish just this. These strategies involve a new “teleological” reading of Kant’s ethics that relies on establishing the existence of an absolute value or an “end in itself” (we say more about this teleological reading below). They begin with Kant’s own stated assumption that there is such an end in itself if and only if there is a categorical imperative binding on all rational agents as such. If this assumption is true, then if one can on independent grounds prove that there is something which is an end in itself, one will have an argument for a categorical imperative. One such strategy, favored by Korsgaard (1996) and Wood (1999) relies on the apparent argument Kant gives that humanity is an end in itself. Guyer, by contrast, sees an argument for freedom as an end in itself (Guyer 2000). Both strategies have faced textual and philosophical hurdles. Considerable interpretive finesse, for instance, is required to explain Kant’s stark insistence on the priority of principles and law over the good in the second Critique (CPrR 5:57–67)
Although most of Kant’s readers understand the property of autonomy as being a property of rational wills, some, such as Thomas E. Hill, have held that Kant’s central idea is that of autonomy is a property, not primarily of wills, but of principles. The core idea is that Kant believed that all moral theories prior to his own went astray because they portrayed fundamental moral principles as appealing to the existing interests of those bound by them. By contrast, in Kant’s view moral principles must not appeal to such interests, for no interest is necessarily universal. Thus, in assuming at the outset that moral principles must embody some interest (or “heteronomous” principles), such theories rule out the very possibility that morality is universally binding. By contrast, the Categorical Imperative, because it does not enshrine existing interests, presumes that rational agents can conform to a principle that does not appeal to their interests (or an “autonomous” principle), and so can fully ground our conception, according to Kant, of what morality requires of us.
A different interpretive strategy, which has gained prominence in recent years, focuses on Kant’s apparent identification, in Groundwork III, of the will and practical reason. One natural way of interpreting Kant’s conception of freedom is to understand it in terms of the freedom and spontaneity of reason itself. This in turn apparently implies that our wills are necessarily aimed at what is rational and reasonable. To will something, on this picture, is to govern oneself in accordance with reason. Often, however, we fail to effectively so govern ourselves because we are imperfect rational beings who are caused to act by our non–rational desires and inclinations. The result, at least on one version of this interpretation (Wolff 1973), is that we either act rationally and reasonably (and so autonomously) or we are merely caused to behave in certain ways by non–rational forces acting on us (and so heteronomously). This is, however, an implausible view. It implies that all irrational acts, and hence all immoral acts, are not willed and therefore not free. Most interpreters have denied that this is the proper interpretation of Kant’s views. However, several prominent commentators nonetheless think that there is some truth in it (Engstrom 2009; Reath 2015; Korsgaard 1996, 2008, 2009). They agree that we always act under the “guise of the good” in the sense that our will is necessarily aimed at what is objectively and subjectively rational and reasonable, but these interpreters also think that, for Kant, there is a middle–ground between perfect conformity to reason and being caused to act by natural forces. In particular, when we act immorally, we are either weak–willed or we are misusing our practical reason by willing badly. We do not have the capacity to aim to act on an immoral maxim because the will is identified with practical reason, so when we will to perform an immoral act, we implicitly but mistakenly take our underlying policy to be required by reason. By representing our immoral act as rational and reasonable, we are not exercising our powers of reason well, so we are simply making a “choice” that is contrary to reason without “willing” it as such. Our choice is nonetheless free and attributable to us because our will was involved in leading us to take the act to be rational and reasonable. It remains to be seen whether, on this complicated interpretation of Kant, it sufficiently allows for the possibility that one can knowingly and willingly do wrong if the will is practical reason and practical reason is, in part, the moral law.
11. Virtue and Vice
Kant defines virtue as “the moral strength of a human being’s will in fulfilling his duty” (MM 6:405) and vice as principled immorality (MM 6:390). This definition appears to put Kant’s views on virtue at odds with classical views such as Aristotle’s in several important respects.
First, Kant’s account of virtue presupposes an account of moral duty already in place. Thus, rather than treating admirable character traits as more basic than the notions of right and wrong conduct, Kant takes virtues to be explicable only in terms of a prior account of moral or dutiful behavior. He does not try to make out what shape a good character has and then draw conclusions about how we ought to act on that basis. He sets out the principles of moral conduct based on his philosophical account of rational agency, and then on that basis defines virtue as a kind of strength and resolve to act on those principles despite temptations to the contrary.
Second, virtue is, for Kant, strength of will, and hence does not arise as the result of instilling a “second nature” by a process of habituating or training ourselves to act and feel in particular ways. It is indeed a disposition, but a disposition of one’s will, not a disposition of emotions, feelings, desires or any other feature of human nature that might be amenable to habituation. Moreover, the disposition is to overcome obstacles to moral behavior that Kant thought were ineradicable features of human nature. Thus, virtue appears to be much more like what Aristotle would have thought of as a lesser trait, viz., continence or self-control.
Third, in viewing virtue as a trait grounded in moral principles, and vice as principled transgression of moral law, Kant thought of himself as thoroughly rejecting what he took to be the Aristotelian view that virtue is a mean between two vices. The Aristotelian view, he claimed, assumes that virtue typically differs from vice only in terms of degree rather than in terms of the different principles each involves (MM 6:404, 432). Prodigality and avarice, for instance, do not differ by being too loose or not loose enough with one’s means. They differ in that the prodigal person acts on the principle of acquiring means with the sole intention of enjoyment, while the avaricious person acts on the principle of acquiring means with the sole intention of possessing them.
Fourth, in classical views the distinction between moral and non-moral virtues is not particularly significant. A virtue is some sort of excellence of the soul, but one finds classical theorists treating wit and friendliness alongside courage and justice. Since Kant holds moral virtue to be a trait grounded in moral principle, the boundary between non-moral and moral virtues could not be more sharp. Even so, Kant shows a remarkable interest in non-moral virtues; indeed, much of Anthropology is given over to discussing the nature and sources of a variety of character traits, both moral and non-moral.
Fifth, virtue cannot be a trait of divine beings, if there are such, since it is the power to overcome obstacles that would not be present in them. This is not to say that to be virtuous is to be the victor in a constant and permanent war with ineradicable evil impulses or temptations. Morality is “duty” for human beings because it is possible (and we recognize that it is possible) for our desires and interests to run counter to its demands. Should all of our desires and interests be trained ever so carefully to comport with what morality actually requires of us, this would not change in the least the fact that morality is still duty for us. For should this come to pass, it would not change the fact that each and every desire and interest could have run contrary to the moral law. And it is the fact that they can conflict with moral law, not the fact that they actually do conflict with it, that makes duty a constraint, and hence is virtue essentially a trait concerned with constraint.
Sixth, virtue, while important, does not hold pride of place in Kant’s system in other respects. For instance, he holds that the lack of virtue is compatible with possessing a good will (G 6: 408). That one acts from duty, even repeatedly and reliably can thus be quite compatible with an absence of the moral strength to overcome contrary interests and desires. Indeed, it may often be no challenge at all to do one’s duty from duty alone. Someone with a good will, who is genuinely committed to duty for its own sake, might simply fail to encounter any significant temptation that would reveal the lack of strength to follow through with that commitment. That said, he also appeared to hold that if an act is to be of genuine moral worth, it must be motivated by the kind of purity of motivation achievable only through a permanent, quasi-religious conversion or “revolution” in the orientation of the will of the sort described in Religion. Until one achieves a permanent change in the will’s orientation in this respect, a revolution in which moral righteousness is the nonnegotiable condition of any of one’s pursuits, all of one’s actions that are in accordance with duty are nevertheless morally worthless, no matter what else may be said of them. However, even this revolution in the will must be followed up with a gradual, lifelong strengthening of one’s will to put this revolution into practice. This suggests that Kant’s considered view is that a good will is a will in which this revolution of priorities has been achieved, while a virtuous will is one with the strength to overcome obstacles to its manifestation in practice.
Kant distinguishes between virtue, which is strength of will to do one’s duty from duty, and particular virtues, which are commitments to particular moral ends that we are morally required to adopt. Among the virtues Kant discusses are those of self-respect, honesty, thrift, self-improvement, beneficence, gratitude, sociability, and forgiveness. Kant also distinguishes vice, which is a steadfast commitment to immorality, from particular vices, which involve refusing to adopt specific moral ends or committing to act against those ends. For example, malice, lust, gluttony, greed, laziness, vengefulness, envy, servility, contempt and arrogance are all vices in Kant’s normative ethical theory.
(Interest in Kant’s conception of virtue has rapidly grown in recent years. For further discussion, see Cureton and Hill 2014, forthcoming; Wood 2008; Surprenant 2014; Sherman 1997; O’Neil 1996; Johnson 2008; Hill 2012; Herman 1996; Engstrom 2002; Denis 2006; Cureton forthcoming; Betzler 2008; Baxley 2010).
12. Normative Ethical Theory
The Categorical Imperative, in Kant’s view, is an objective, unconditional and necessary principle of reason that applies to all rational agents in all circumstances. Although Kant gives several examples in the Groundwork that illustrate this principle, he goes on to describe in later writings, especially in The Metaphysics of Morals, a complicated normative ethical theory for interpreting and applying the CI to human persons in the natural world. His framework includes various levels, distinctions and application procedures. Kant, in particular, describes two subsidiary principles that are supposed to capture different aspects of the CI. The Universal Principle of Right, which governs issues about justice, rights and external acts that can be coercively enforced, holds that “Any action is right if it can coexist with everyone’s freedom in accordance with a universal law, or if on its maxim the freedom of choice of each can coexist with everyone’s freedom in accordance with a universal law” (MM 6:230). The Supreme Principle of the Doctrine of Virtue, which governs questions about moral ends, attitudes, and virtue, requires us to “act in accordance with a maxim of ends that it can be a universal law for everyone to have” (MM 6:395). These principles, in turn, justify more specific duties of right and of ethics and virtue.
In Kant’s framework, duties of right are narrow and perfect because they require or forbid particular acts, while duties of ethics and virtue are wide and imperfect because they allow significant latitude in how we may decide to fulfill them. For example, Kant claims that the duty not to steal the property of another person is narrow and perfect because it precisely defines a kind of act that is forbidden. The duty of beneficence, on the other hand, is characterized as wide and imperfect because it does not specify exactly how much assistance we must provide to others.
Even with a system of moral duties in place, Kant admits that judgment is often required to determine how these duties apply to particular circumstances. Moral laws, Kant says, “must be meticulously observed” but “they cannot, after all, have regard to every little circumstance, and the latter may yield exceptions, which do not always find their exact resolution in the laws” (V 27:574; see also CPR A133/B172; MM 6:411).
13. Teleology or Deontology?
The received view is that Kant’s moral philosophy is a deontological normative theory at least to this extent: it denies that right and wrong are in some way or other functions of goodness or badness. It denies, in other words, the central claim of teleological moral views. For instance, act consequentialism is one sort of teleological theory. It asserts that the right action is that action of all the alternatives available to the agent that has the best overall outcome. Here, the goodness of the outcome determines the rightness of an action. Another sort of teleological theory might focus instead on character traits. “Virtue ethics” asserts that a right action in any given circumstance is that action a virtuous person does or would perform in those circumstances. In this case, it is the goodness of the character of the person who does or would perform it that determines the rightness of an action. In both cases, as it were, the source or ground of rightness is goodness. And Kant’s own views have typically been classified as deontological precisely because they have seemed to reverse this priority and deny just what such theories assert. Rightness, on the standard reading of Kant, is not grounded in the value of outcomes or character.
There are several reasons why readers have thought that Kant denies the teleological thesis. First, he makes a plethora of statements about outcomes and character traits that appear to imply an outright rejection of both forms of teleology. For instance, in Groundwork I, he says that he takes himself to have argued that “the objectives we may have in acting, and also our actions’ effects considered as ends and what motivates our volition, can give to actions no unconditional or moral worth…[this] can be found nowhere but in the principle of the will, irrespective of the ends that can be brought about by such action” (G 4: 400). This appears to say that moral rightness is not a function of the value of intended or actual outcomes. Kant subsequently says that a categorical imperative “declares an action to be objectively necessary of itself without reference to any purpose—that is, even without any further end” (G 4:415). A categorical imperative “commands a certain line of conduct directly, without assuming or being conditional on any further goal to be reached by that conduct” (G 4:416). These certainly appear to be the words of someone who rejects the idea that what makes actions right is primarily their relationship to what good may come of those actions, someone who rejects outright the act consequentialist form of teleology. Moreover, Kant begins the Groundwork by noting that character traits such as the traditional virtues of courage, resolution, moderation, self-control, or a sympathetic cast of mind possess no unconditional moral worth, (G 4:393–94, 398–99). If the moral rightness of an action is grounded in the value of the character traits of the person who performs or would perform it then it seems Kant thinks that it would be grounded in something of only conditional value. This certainly would not comport well with the virtue ethics form of teleology.
Second, there are deeper theoretical claims and arguments of Kant’s in both the Groundwork and in the second Critique that appear to be incompatible with any sort of teleological form of ethics. These claims and arguments all stem from Kant’s insistence that morality is grounded in the autonomy of a rational will. For instance, Kant states that “if the will seeks the law that is to determine it anywhere else than in the fitness of its maxims for its own giving of universal law…heteronomy always results” (G 4:441). If the law determining right and wrong is grounded in either the value of outcomes or the value of the character of the agent, it seems it will not be found in the fitness of the action’s maxim to be a universal law laid down by the agent’s own rational will. And Kant’s most complete treatment of value, the second Critique’s “On the Concept of an Object of Pure Practical Reason”, appears to be a relentless attack on any sort of teleological moral theory. “The concept of good and evil” he states, “must not be determined before the moral law (for which, as it would seem, this concept would have to be made the basis) but only (as was done here) after it and by means of it” (CPrR 5:63).
A number of Kant’s readers have come to question this received view, however. Perhaps the first philosopher to suggest a teleological reading of Kant was John Stuart Mill. In the first chapter of his Utilitarianism, Mill implies that the Universal Law formulation of the Categorical Imperative could only sensibly be interpreted as a test of the consequences of universal adoption of a maxim. Several 20th century theorists have followed Mill’s suggestion, most notably, R. M. Hare. Hare argued that moral judgments such as “Stealing is wrong” are in fact universal prescriptions (“No stealing anywhere by anyone!”). And because they are universal, Hare argued, they forbid making exceptions. That in turn requires moral judgments to give each person’s wellbeing, including our own, equal weight. And when we give each person’s wellbeing equal weight, we are acting to produce the best overall outcome. Thus, in his view, the CI is “simply utilitarianism put into other words” (1993, p. 103). More recently, David Cummiskey (1996) has argued that Kant’s view that moral principles are justified because they are universalizable is compatible with those principles themselves being consequentialist. Indeed, Cummiskey argues that they must be: Respect for the value of humanity entails treating the interests of each as counting for one and one only, and hence for always acting to produce the best overall outcome.
There are also teleological readings of Kant’s ethics that are non-consequentialist. Barbara Herman (1993) has urged philosophers to “leave deontology behind” as an understanding of Kant’s moral theory on the grounds that the conception of practical reason grounding the Categorical Imperative is itself a conception of value. Herman’s idea is that Kant never meant to say that no value grounds moral principles. That, she argues, would imply that there would be no reason to conform to them. Instead, Kant thought the principles of rationality taken together constitute rational agency, and rational agency so constituted itself functions as a value that justifies moral action (1993, 231). Herman’s proposal thus has Kant’s view grounding the rightness of actions in rational agency, and then in turn offering rational agency itself up as a value. Both Paul Guyer and Allen Wood have offered proposals that differ from Herman’s in content, but agree on the general form of teleology that she defends as a reading of Kant. Guyer argues that autonomy itself is the value grounding moral requirements. Moral thinking consists in recognizing the priceless value of a rational agent’s autonomous will, something in light of whose value it is necessary for any rational agent to modify his behavior (1998, 22–35). And Wood argues that humanity itself is the grounding value for Kant. While the second Critique claims that good things owe their value to being the objects of the choices of rational agents, they could not, in his view, acquire any value at all if the source of that value, rational agency, itself had no value (1999, 130; see also 157–8). Finally, Rae Langton has argued that if Kant’s theory is to be thought of as an objectivistic view, we must suppose that the value of humanity and the good will are independent of simply being the objects of our rational choices. If their value thereby becomes the source of the rightness of our actions — say, our actions are right if and because they treat that self-standing value in various ways — then her reading too is teleological.
It is of considerable interest to those who follow Kant to determine which reading — teleological or deontological — was actually Kant’s, as well as which view ought to have been his. A powerful argument for the teleological reading is the motivation for Herman’s proposal: What rationale can we provide for doing our duty at all if we don’t appeal to it’s being good to do it? But a powerful argument for the deontological reading is Kant’s own apparent insistence that the authority of moral demands must come simply from their being the demands of a rational will, quite apart from the value that will may have (see Schneewind 1996; Johnson 2007, 2008; and Reath 1994). On the latter view, moral demands gain their authority simply because a rational will, insofar as you are rational, must will them. Proponents of this reading are left with the burden of answering Herman’s challenge to provide a rationale for having willed such demands, although one response may be that the very question Herman raises does not make sense because it asks, in effect, why it is rational to be rational. On the former view, by contrast, a rationale is at hand: because your will is, insofar as it is rational, good. Proponents of this former reading are, however, then left with the burden of explaining how it could be the autonomy of the will alone that explains the authority of morality.
14. Metaethics
It has seemed to a number of Kant’s interpreters that it is important to determine whether Kant’s moral philosophy was realist, anti-realist or something else (e.g. a constructivist). This issue is tricky because the terms “realism,” “anti-realism” and “constructivism” are terms of art.
One relevant issue is whether Kant’s views commit him to the thesis that moral judgments are beliefs, and so apt to be evaluated for their truth or falsity (or are “truth apt”).
One might have thought that this question is quite easy to settle. At the basis of morality, Kant argued, is the Categorical Imperative, and imperatives are not truth apt. It makes little sense to ask whether “Leave the gun, take the cannoli.” is true. But, in fact, the question is not at all easy. For one thing, moral judgments such as “Lying is wrong” might well be best analyzed according to Kant’s views as “The Categorical Imperative commands us not to lie”, and this judgment is not an imperative, but a report about what an imperative commands. Thus while at the foundation of morality there would be an imperative which is not truth apt, particular moral judgments themselves would describe what that imperative rules out and so would themselves be truth apt.
Philosophers such as R.M. Hare, however, have taken Kant’s view to be that moral judgments are not truth apt. Although on the surface moral judgments can look as if they describe a moral world, they are, as Hare reads Kant, “prescriptions”, not “descriptions”. This is not, in his view, to say that Kant’s ethics portrays moral judgments as lacking objectivity. Objectivity, according to Hare, is to be understood as universality, and the Categorical Imperative prescribes universally.
A second issue that has received considerable attention is whether Kant is a metaethical constructivist or realist.
Constructivism in metaethics is the view that moral truths are, or are determined by, the outcomes of actual or hypothetical procedures of deliberation or choice. Many who interpret Kant as a constructivist claim that his analysis of “duty” and “good will” reveals that if there are moral requirements then the agents who are bound to them have autonomy of the will (Rawls 1980; Korsgaard 1996; O’Neil 1989; Reath 2006; Hill 1989a, 1989b, 2001; Cureton 2013, 2014; Engstrom 2009). Autonomy, in this sense, means that such agents are both authors and subjects of the moral law and, as such, are not bound by any external requirements that may exist outside of our wills. Instead, we are only subject to moral requirements that we impose on ourselves through the operation of our own reason independently of our natural desires and inclinations. The common error of previous ethical theories, including sentimentalism, egoism and rationalism, is that they failed to recognize that morality presupposes that we have autonomy of the will. These theories mistakenly held that our only reasons to be moral derive from hypothetical imperatives about how to achieve given moral ends that exist independently of the activity of reason itself (for a discussion of Kant’s more specific objections to previous ethical theories, see Schneewind 2009). On these interpretations, Kant is a skeptic about arbitrary authorities, such as God, natural feelings, intrinsic values or primitive reasons that exist independently of us. Only reason itself has genuine authority over us, so we must exercise our shared powers of reasoned deliberation, thought and judgment, guided by the Categorical Imperative as the most basic internal norm of reason, to construct more specific moral requirements. Kantians in this camp, however, disagree about how this rational procedure should be characterized.
Other commentators interpret Kant as a robust moral realist (Ameriks 2003; Wood 1999; Langton 2007; Kain 2004). According to these philosophers, Kant’s theory, properly presented, begins with the claim that rational nature is an objective, agent-neutral and intrinsic value. The moral law then specifies how we should regard and treat agents who have this special status. Autonomy of the will, on this view, is a way of considering moral principles that are grounded in the objective value of rational nature and whose authority is thus independent of the exercise of our wills or rational capacities.
Some interpreters of Kant, most notably Korsgaard (1996), seem to affirm a kind of quietism about metaethics by rejecting many of the assumptions that contemporary metaethical debates rest on. For example, some of these philosophers seem not to want to assert that moral facts and properties just are the outcomes of deliberative procedures. Rather, they seem more eager to reject talk of facts and properties as unnecessary, once a wholly acceptable and defensible procedure is in place for deliberation. That is, the whole framework of facts and properties suggests that there is something we need to moor our moral conceptions to “out there” in reality, when in fact what we only need a route to decision. Once we are more sensitive to the ethical concerns that really matter to us as rational agents, we will find that many of the questions that animate metaethicists turn out to be non-questions or of only minor importance. Others have raised doubts, however, about whether Kantians can so easily avoid engaging in metaethical debates (Hussain & Shaw 2013).
Bibliography
Primary Sources
Kant’s original German and Latin writings can be found in Königlichen Preußischen Akademie der Wissenschaften (ed.), 1900–, Kants gesammelte Schriften, Berlin: Walter De Gruyter. Most translations include volume and page numbers to this standard Academy edition. Citations in this article do so as well. There are many English translations of Kant’s primary ethical writings. The recent Cambridge Edition of the Works of Immanuel Kant provides critical translations of Kant’s published works as well as selections from his correspondence and lectures. The following volumes of that series are especially relevant to his moral theory:
Practical Philosophy, translated by Mary Gregor, 1996. Includes: “An Answer to the Question: What is Enlightenment?,” Groundwork of the Metaphysics of Morals, Critique of Practical Reason, and The Metaphysics of Morals.
Religion and Rational Theology, translated by Allen Wood and George di Giovanni, 1996. Includes: Religion within the Boundaries of Mere Reason
Anthropology, History, and Education, translated by Robert Louden and Guenther Zoeller, 2008. Includes: “Idea for a Universal History with a Cosmopolitan Aim,” Anthropology from a Pragmatic Point of View, and “Lectures on Pedagogy”
Lectures on Ethics, translated by Peter Heath and J.B. Schneewind, 2001.
Critique of Pure Reason, translated by Paul Guyer and Allen Wood, 1998."
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